Filing Details

Accession Number:
0001415889-25-009947
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-04-03 16:28:23
Reporting Period:
2025-04-02
Filing Date:
2025-04-03
Accepted Time:
2025-04-03 16:28:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1427925 Talphera Inc. TLPH Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1700225 J. Vincent Angotti C/O Talphera, Inc.
1850 Gateway Drive, Suite 175
San Mateo CA 94404
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-04-02 213,310 $0.59 403,769 No 4 P Direct
Common Stock Acquisiton 2025-04-02 61,000 $0.00 474,769 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2025-04-02 365,000 $0.00 365,000 $0.58
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
365,000 2035-04-01 No 4 A Direct
Footnotes
  1. The restricted stock units shall vest in three equal consecutive annual installments on April 2, 2026, April 2, 2027 and April 2, 2028.
  2. Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan.
  3. On April 2, 2025, the reporting person was granted an option to purchase 365,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods.