Filing Details
- Accession Number:
- 0001415889-25-009947
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-04-03 16:28:23
- Reporting Period:
- 2025-04-02
- Filing Date:
- 2025-04-03
- Accepted Time:
- 2025-04-03 16:28:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1427925 | Talphera Inc. | TLPH | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1700225 | J. Vincent Angotti | C/O Talphera, Inc. 1850 Gateway Drive, Suite 175 San Mateo CA 94404 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-04-02 | 213,310 | $0.59 | 403,769 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2025-04-02 | 61,000 | $0.00 | 474,769 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2025-04-02 | 365,000 | $0.00 | 365,000 | $0.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
365,000 | 2035-04-01 | No | 4 | A | Direct |
Footnotes
- The restricted stock units shall vest in three equal consecutive annual installments on April 2, 2026, April 2, 2027 and April 2, 2028.
- Balance includes non-reportable acquisition of 10,000 shares of Common Stock through the Company's Employee Stock Purchase Plan.
- On April 2, 2025, the reporting person was granted an option to purchase 365,000 shares of common stock. One fourth (1/4th) of the option shares shall vest on the one year anniversary of the grant date, and the remaining balance of the option shares shall vest in 36 equal consecutive monthly installments thereafter until fully vested so long as the reporting person remains in continuous service through such applicable vesting periods.