Filing Details
- Accession Number:
- 0001181431-11-050101
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-21 16:22:34
- Reporting Period:
- 2011-09-19
- Filing Date:
- 2011-09-21
- Accepted Time:
- 2011-09-21 16:22:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1144354 | Heartland Payment Systems Inc | HPY | Services-Business Services, Nec (7389) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1331595 | O Robert Carr | C/O Heartland Payment Systems, Inc. 90 Nassau Street Princeton NJ 08542 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-09-19 | 26,666 | $21.47 | 346,668 | No | 4 | S | Indirect | The Robert O. Carr 2001 Charitable Remainder Unitrust |
| Common Stock, Par Value $0.001 Per Share | Disposition | 2011-09-21 | 3,318 | $21.26 | 194,755 | No | 4 | S | Indirect | The Robert O. Carr 2000 Irrevocable Trust for Emily Carr |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | The Robert O. Carr 2001 Charitable Remainder Unitrust |
| No | 4 | S | Indirect | The Robert O. Carr 2000 Irrevocable Trust for Emily Carr |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2011.
- This price is the weighted average price of the 26,666 shares of the Heartland Payment Systems, Inc.'s (the "Issuer") common stock sold. The prices actually paid for the shares of the Issuer's common stock sold ranged from $21.24 to $21.78. The reporting person will provide to the Issuer, any security holder of the Issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range of prices actually paid.
- The reporting person continues to report beneficial ownership of all of the Issuer's common stock held by The Robert O. Carr 2001 Charitable Remainder Unitrust but disclaims beneficial ownership except to the extent of his pecuniary interest therein. The reporting person also disclaims beneficial ownership of the Issuer's common stock held by The Robert O. Carr 2000 Irrevocable Trust for Emily Carr. This report shall not be deemed an admission that the reporting person is the beneficial owner of the shares of the Issuer's common stock for purposes of Section 16 or for any other purpose.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 9, 2011.
Billionaire Hedge Funds
