Filing Details
- Accession Number:
- 0000932440-11-001041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-21 14:04:55
- Reporting Period:
- 2011-09-12
- Filing Date:
- 2011-09-21
- Accepted Time:
- 2011-09-21 14:04:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305767 | Pioneer Floating Rate Trust | PHD | () | 582683903 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 70858 | Bank Of America Corp /De/ | Bank Of America Corporate Center 100 N. Tryon Street Charlotte NC 28255 | No | No | Yes | No | |
| 728612 | Merrill Lynch, Pierce, Fenner & Smith Inc. | 4 World Financial Center North Tower New York NY 10080 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-12 | 500 | $12.07 | 500 | No | 4 | P | Indirect | By Subsidiary |
| Common Stock | Disposition | 2011-09-12 | 500 | $12.00 | 0 | No | 4 | S | Indirect | By Subsidiary |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By Subsidiary |
| No | 4 | S | Indirect | By Subsidiary |
Billionaire Hedge Funds
