Filing Details
- Accession Number:
- 0001179110-11-013454
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-20 21:46:47
- Reporting Period:
- 2011-09-16
- Filing Date:
- 2011-09-20
- Accepted Time:
- 2011-09-20 21:46:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1020859 | United Natural Foods Inc | UNFI | Wholesale-Groceries, General Line (5141) | 050376157 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207897 | Steven Spinner | C/O United Natural Foods, Inc. 313 Iron Horse Way Providence RI 02908 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-16 | 9,000 | $0.00 | 121,105 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-16 | 3,798 | $39.44 | 117,307 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2011-09-20 | 5,100 | $38.53 | 112,207 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Unit | Disposition | 2011-09-16 | 9,000 | $0.00 | 9,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 5,518 | Indirect | See footnote |
Footnotes
- On September 16, 2011, 9,000 shares of United Natural Foods, Inc. (the "Company") restricted stock units vested. The Company retained 3,798 shares on September 16, 2011 to satisfy certain tax withholding obligations in connection with the vesting of such shares.
- The transaction price listed is a weighted average. Actual sale prices for these dispositions ranged from $38.52 to $39.00.
- Includes 258 shares of common stock allocated to the reporting person under the United Natural Foods, Inc. Employee Stock Ownership Plan as well as 2,260 shares held by a daughter(1) of the reporting person, 1,500 shares held by a daughter(2) of the reporting person, and 1,500 shares held by the brother of the reporting person, as custodian for a daughter(3) of the reporting person as of September 19, 2011.
- Each restricted stock unit represents the right to receive one share of United Natural Foods, Inc. common stock upon vesting in accordance with the terms of the reporting person's restricted stock unit agreement.
- The restricted stock units vest in four equal annual installments beginning on the first anniversary of the date of grant.
Billionaire Hedge Funds
