Filing Details
- Accession Number:
- 0001181431-11-050035
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-20 19:31:41
- Reporting Period:
- 2011-09-16
- Filing Date:
- 2011-09-20
- Accepted Time:
- 2011-09-20 19:31:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1334036 | Crocs Inc. | CROX | Rubber & Plastics Footwear (3021) | 202164234 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1209892 | Stephen W Cannon | C/O Crocs, Inc. 6328 Monarch Park Place Niwot CO 80503 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2011-09-16 | 5,200 | $27.98 | 60,445 | No | 4 | S | Indirect | By trust |
| Common Stock | Disposition | 2011-09-19 | 4,800 | $28.51 | 55,645 | No | 4 | S | Indirect | By trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | By trust |
| No | 4 | S | Indirect | By trust |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 975 | Direct |
Footnotes
- The shares were sold pursuant to a sales plan adopted by the reporting person on September 12, 2011 and intended to comply with Rule 10b5-1 under the Securities Exchange Act of 1934.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.85 to $28.50, inclusive. The reporting person undertakes to provide to the issuer, any shareholder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2 and 5.
- Includes 13,236 shares previously reported as being held directly by the reporting person, which were re-registered in the name of the W. Stephen Cannon Revovable Trust.
- The reporting person is the sole trustee of the W. Stephen Cannon Revocable Trust and exercises voting and investment power over the shares beneficially owned by the trust.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $28.50 to $28.53, inclusive.
Billionaire Hedge Funds
