Filing Details
- Accession Number:
- 0000769993-11-000606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-20 19:20:56
- Reporting Period:
- 2011-09-14
- Filing Date:
- 2011-09-20
- Accepted Time:
- 2011-09-20 19:20:56
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1468174 | Hyatt Hotels Corp | H | Hotels & Motels (7011) | 201480589 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
769993 | Goldman Sachs & Co | 200 West Street New York NY 10282 | No | No | Yes | No | |
886982 | Goldman Sachs Group Inc | 200 West Street New York NY 10282 | No | No | Yes | No | |
1232073 | Goldman, Sachs Management Gp Gmbh | Messeturm 60323 Friedrich-Ebert-Anlage 49 Frankfurt Am Main 2M | No | No | Yes | No | |
1386557 | Gs Capital Partners Vi Gmbh & Co Kg | 200 West Street New York NY 10282 | No | No | Yes | No | |
1386577 | Gs Capital Partners Vi Parallel Lp | 200 West Street New York NY 10282 | No | No | Yes | No | |
1394278 | Gscp Vi Offshore Advisors, L.l.c. | 200 West Street New York NY 10282 | No | No | Yes | No | |
1394285 | Gs Capital Partners Vi Offshore Fund, L.p. | 200 West Street New York NY 10282 | No | No | Yes | No | |
1394286 | Gscp Vi Advisors, L.l.c. | 200 West Street New York NY 10282 | No | No | Yes | No | |
1394287 | Gs Capital Partners Vi Fund, L.p. | 200 West Street New York NY 10282 | No | No | Yes | No | |
1394288 | Gs Advisors Vi, L.l.c. | 200 West Street New York NY 10282 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2011-09-14 | 100 | $33.10 | 14,270 | No | 4 | P | Indirect | See footnotes |
Class A Common Stock | Disposition | 2011-09-14 | 100 | $33.19 | 14,170 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnotes |
No | 4 | S | Indirect | See footnotes |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | $0.00 | 2016-03-31 | 2016-03-31 | 5,237 | 5,237 | Indirect |
Class A Common Stock | Class B Common Stock | $0.00 | 12,654,050 | 12,654,050 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2016-03-31 | 5,237 | 5,237 | Indirect |
12,654,050 | 12,654,050 | Indirect |
Footnotes
- This statement is being filed by The Goldman Sachs Group, Inc. ("GS Group"), Goldman, Sachs & Co. ("Goldman Sachs"),GS Capital Partners VI Fund, L.P. ("GS Capital"), GS Capital Partners VI Offshore Fund, L.P. ("GS Offshore"), GS CapitalPartners VI Parallel, L.P. ("GS Parallel"), GS Capital Partners VI GmbH & Co. KG ("GS Germany", and together with GS Capital,GS Offshore and GS Parallel, the "Limited Partnerships"), GS Sunray Holdings Subco I, L.L.C. ("GS Sunray I"), GS SunrayHoldings Subco II, L.L.C. ("GS Sunray II"), GS Sunray Holdings Parallel Subco, L.L.C. ("GS Sunray Parallel", and togetherwith GS Sunray I and GS Sunray II, the "Sunray Entities"), GSCP VI Advisors, L.L.C. ("GSCP Advisors"), GSCP VI OffshoreAdvisors, L.L.C. ("GSCP Offshore Advisors"), (continued in next footnote)
- GS Advisors VI, L.L.C. ("GS Advisors") and Goldman, Sachs Management GP GmbH ("GS GmbH", and together with GSCPAdvisors, GSCP Offshore Advisors, GS Advisors, the Limited Partnerships, the Sunray Entities, Goldman Sachs and GS Group,the "Reporting Persons"). Goldman Sachs is a wholly-owned subsidiary of GS Group. Goldman Sachs is the investment managerfor certain of the Limited Partnerships. The Sunray Entities are owned directly and indirectly by the Limited Partnerships,of which affiliates of Goldman Sachs and GS Group are the general partner, managing limited partner or managing partner.
- Due to the electronic system's limitation of 10 Reporting Persons per joint filing, this statement is being filed induplicate.
- The Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Hyatt Hotels Corporation (the "Company") reported herein as indirectly purchased and sold were beneficially owned directly by Goldman Sachs Execution & Clearing, L.P. ("GSEC") and indirectly by GS Group. GSEC is a wholly-owned subsidiary of GS Group. Without admitting any legal obligation, GSEC or another wholly-owned subsidiary of GS Group will remit appropriate profits, if any, to the Company. The Reporting Persons, other than GS Group, disclaim beneficial ownership of the securities owned by GSEC.
- GS Group may be deemed to beneficially own 3,512 shares of Class A Common Stock that were granted to Richard A. Friedman, a managing director of Goldman Sachs, in his capacity as a director of the Company pursuant to the Hyatt Hotels Corporation Non-Employee Director Compensation Program (the "Plan"). Mr. Friedman has an understanding with GS Group pursuant to which such shares are held for the benefit of GS Group. GS Group beneficially owns directly 7,096 shares of Class A Common Stock.
- As of September 14, 2011, Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 3,562 shares of Class A Common Stock and Goldman Sachs also had open short positions of 3,987 shares of Class A Common Stock, reflecting changes due to exempt transactions.
- GS Group may be deemed to beneficially own 5,237 restricted stock units that were granted to Richard A. Friedman in his capacity as a director of the Company and issued under the Amended and Restated Hyatt Hotels Corporation Long-Term Incentive Plan, pursuant to the Plan and the Hyatt Hotels Corporation Deferred Compensation Plan for Directors. Mr. Friedman has an understanding with GS Group pursuant to which such restricted stock units are held for the benefit of GS Group. Each restricted stock unit represents the contingent right to receive one share of Class A Common Stock and is fully vested. The restricted stock units will be settled in Class A Common Stock on March 31, 2016.
- Each share of Class B Common Stock is convertible at any time, at the option of the holder, into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, except for certain permitted transfers as described in the Company's Amended and Restated Certificate of Incorporation. Goldman Sachs and GS Group may each be deemed to beneficially own indirectly 12,654,050 shares of the Company's Class A Common Stock by reason of the direct beneficial ownership of 12,654,050 shares of the Company's Class B Common Stock, in the aggregate, by the Sunray Entities. Each Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of its pecuniary interest therein.
- GS Sunray I may be deemed to beneficially own 5,514,889 shares of Class A Common Stock by reason of its direct beneficialownership of 5,514,889 shares of Class B Common Stock. GS Sunray II may be deemed to beneficially own 5,514,889 sharesof Class A Common Stock by reason of its direct beneficial ownership of 5,514,889 shares of Class B Common Stock. GSSunray Parallel may be deemed to beneficially own 1,624,272 shares of Class A Common Stock by reason of its directbeneficial ownership of 1,624,272 shares of Class B Common Stock.
- GS Capital, and its general partner GSCP Advisors, may be deemed to beneficially own indirectly 5,906,782 shares of ClassA Common Stock by reason of the direct beneficial ownership of Class B Common Stock by GS Sunray I and GS Sunray II.GS Offshore, and its general partner GSCP Offshore Advisors, may be deemed to beneficially own indirectly 4,913,071 sharesof Class A Common Stock by reason of the direct beneficial ownership of Class B Common Stock by GS Sunray I and GSSunray II. GS Parallel, and its general partner GS Advisors, may be deemed to beneficially own indirectly 1,624,272 sharesof Class A Common Stock by reason of the direct beneficial ownership of Class B Common Stock by GS Sunray Parallel. GSGermany, and its general partner, GS GmbH, may be deemed to beneficially own indirectly 209,925 shares of Class ACommon Stock by reason of the direct beneficial ownership of Class B Common Stock by GS Sunray I and GS Sunray II.