Filing Details
- Accession Number:
- 0000930413-11-006130
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-20 19:03:59
- Reporting Period:
- 2011-09-16
- Filing Date:
- 2011-09-20
- Accepted Time:
- 2011-09-20 19:03:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
878932 | Equus Total Return Inc. | EQS | () | 760345915 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1492886 | Fraser Atkinson | C/O Equus Total Return, Inc. 8 Greenway Plaza, Suite 930 Houston TX 77046 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-16 | 274 | $2.12 | 1,858 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2011-09-16 | 31 | $2.20 | 1,889 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 962,962 | Indirect | See Footnote |
Footnotes
- Represents 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is the CFO and a director of Mobiquity and CFO, Corporate Secretary and a director of Versatile, as well as a minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.