Filing Details
- Accession Number:
- 0000950170-25-048795
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2025-04-01 19:56:21
- Reporting Period:
- 2025-03-17
- Filing Date:
- 2025-04-01
- Accepted Time:
- 2025-04-01 19:56:21
- Original Submission Date:
- 2025-03-19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1261654 | Universal Technical Institute Inc | UTI | Services-Educational Services (8200) | 860226984 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1371105 | Sherrell Smith | 4225 E. Windrose Drive, Suite 200 Phoenix AZ 85032 | Evp, Chief Academic Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.0001 Par Value | Disposition | 2025-03-17 | 60,000 | $26.84 | 204,131 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2025-03-18 | 9,500 | $26.71 | 194,631 | No | 4 | S | Direct | |
| Common Stock, $0.0001 Par Value | Disposition | 2025-03-18 | 500 | $27.27 | 194,131 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Sherrell Smith on December 16, 2024.
- This Form 4/A is being filed to correct the reported number of shares sold on March 17, 2025 under the 10b5-1 Plan, as reported on March 19, 2025 (the "Original Form 4"). The Original Form 4 reported that the Reporting Person sold 36,773 shares on March 17, 2025, resulting in the reporting of 227,358 securities beneficially owned in column 5 of the Original Form 4. This Form 4/A corrects the number of shares sold on March 17, 2025 (60,000 shares sold), and the resulting number of securities beneficially owned following such sale (204,131 securities beneficially owned).
- The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $26.26 to $27.12, inclusive. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.
- The prices reported in Column 4 are weighted average prices. Shares were sold in multiple transactions at prices ranging from $26.20 to $27.09, inclusive (weighted average of $26.7107) and $27.21 to $27.36, inclusive (weighted average of $27.2680), respectively. Reporting person undertakes to provide to issuer or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within ranges set forth herein.
Billionaire Hedge Funds
