Filing Details
- Accession Number:
- 0001415889-25-009434
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-04-01 18:25:21
- Reporting Period:
- 2025-03-30
- Filing Date:
- 2025-04-01
- Accepted Time:
- 2025-04-01 18:25:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1943896 | Rubrik Inc. | RBRK | Services-Prepackaged Software (7372) | 464560494 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 2020217 | K. Brian Mccarthy | C/O Rubrik Inc. 3495 Deer Creek Road Palo Alto CA 94304 | Chief Revenue Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2025-03-30 | 170,675 | $0.00 | 604,217 | No | 4 | A | Direct | |
| Class A Common Stock | Disposition | 2025-04-01 | 6,767 | $59.55 | 597,450 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2025-04-01 | 16,933 | $60.41 | 580,517 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2025-04-01 | 1,300 | $61.15 | 579,217 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Footnotes
- Represents the grant of restricted stock units ("RSUs") that vest as follows: 2.5% of the RSUs shall vest on each of the first four Quarterly Vesting Dates (as defined below) that occur following March 15, 2025, and the remainder shallvest in twelve equal installments on each subsequent Quarterly Vesting Date thereafter, in each case subject to the Reporting Person's Continuous Service (as defined in the 2024 Equity Incentive Plan) through each applicable vesting date. "Quarterly Vesting Date" shall mean the 15th of each of March, June, September and December.
- This sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan, adopted June 27, 2024
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $58.97 to $59.94 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $59.99 to $60.97 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.03 to $61.27 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separated price within the range set forth in this footnote.
Billionaire Hedge Funds
