Filing Details
- Accession Number:
- 0000950170-25-048525
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-04-01 16:15:05
- Reporting Period:
- 2025-03-28
- Filing Date:
- 2025-04-01
- Accepted Time:
- 2025-04-01 16:15:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1517518 | Clearbridge Energy Midstream Opportunity Fund Inc. | EMO | () | TX |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
5108 | American General Life Insurance Co | 2727-A Allen Parkway Houston TX 77019 | No | No | No | No | |
1889539 | Corebridge Financial, Inc. | 2919 Allen Parkway, Woodson Tower Houston TX 77019 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series J Mandatory Redeemable Preferred Stock | Disposition | 2025-03-28 | 65,715 | $34.31 | 134,286 | No | 4 | S | Indirect | Held through subsidiary |
Series P Mandatory Redeemable Preferred Stock | Disposition | 2025-03-28 | 74,286 | $33.69 | 160,000 | No | 4 | S | Indirect | Held through subsidiary |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Held through subsidiary |
No | 4 | S | Indirect | Held through subsidiary |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series O Mandatory Redeemable Preferred Stock | 125,716 | Indirect | Held through subsidiaries |
3.46% Series M Senior Secured Notes Due June 11, 2025 | 0 | Indirect | Held through subsidiaries |
4.66% Series H Senior Secured Notes Due October 15, 2025 | 0 | Indirect | Held through subsidiaries |
3.56% Series N Senior Secured Notes Due June 11, 2027 | 0 | Indirect | Held through subsidiary |
3.76% Series O Senior Secured Notes Due June 11, 2030 | 0 | Indirect | Held through subsidiaries |
Footnotes
- Represents sales of reported securities by a controlled subsidiary of American International Group ("AIG"), which may have been deemed to be beneficially owned by Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), pursuant to an investment management agreement.
- Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG.
- AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly hold 2,858 and 82,858 shares of the reported securities, respectively. CIIUS, an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
- AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.
- AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
- AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.