Filing Details

Accession Number:
0000950170-25-048525
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-04-01 16:15:05
Reporting Period:
2025-03-28
Filing Date:
2025-04-01
Accepted Time:
2025-04-01 16:15:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1517518 Clearbridge Energy Midstream Opportunity Fund Inc. EMO () TX
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
5108 American General Life Insurance Co 2727-A Allen Parkway
Houston TX 77019
No No No No
1889539 Corebridge Financial, Inc. 2919 Allen Parkway, Woodson Tower
Houston TX 77019
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series J Mandatory Redeemable Preferred Stock Disposition 2025-03-28 65,715 $34.31 134,286 No 4 S Indirect Held through subsidiary
Series P Mandatory Redeemable Preferred Stock Disposition 2025-03-28 74,286 $33.69 160,000 No 4 S Indirect Held through subsidiary
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through subsidiary
No 4 S Indirect Held through subsidiary
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Series O Mandatory Redeemable Preferred Stock 125,716 Indirect Held through subsidiaries
3.46% Series M Senior Secured Notes Due June 11, 2025 0 Indirect Held through subsidiaries
4.66% Series H Senior Secured Notes Due October 15, 2025 0 Indirect Held through subsidiaries
3.56% Series N Senior Secured Notes Due June 11, 2027 0 Indirect Held through subsidiary
3.76% Series O Senior Secured Notes Due June 11, 2030 0 Indirect Held through subsidiaries
Footnotes
  1. Represents sales of reported securities by a controlled subsidiary of American International Group ("AIG"), which may have been deemed to be beneficially owned by Corebridge Institutional Investments (U.S.), LLC ("CIIUS"), an indirect wholly owned subsidiary of Corebridge Financial, Inc. ("CRBG"), pursuant to an investment management agreement.
  2. Directly held by American General Life Insurance Company ("AGLIC"), an indirect wholly owned subsidiary of CRBG.
  3. AGLIC and The United States Life Insurance Company in the City of New York ("USL"), an indirect wholly owned subsidiary of CRBG, directly hold 2,858 and 82,858 shares of the reported securities, respectively. CIIUS, an indirect wholly owned subsidiary of CRBG, may be deemed to have beneficial ownership of 40,000 shares of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
  4. AGLIC and The Variable Annuity Life Insurance Company ("VAL"), an indirect wholly owned subsidiary of CRBG, directly hold $373,073.46 principal amount and $186,536.74 principal amount of the reported securities, respectively.
  5. AGLIC, USL and VAL directly hold $727,994.46 principal amount, $549,430.31 principal amount and $2,472,434.13 principal amount of the reported securities, respectively. CIIUS may be deemed to have beneficial ownership of $1,744,439.63 principal amount of the reported securities held by a controlled subsidiary of AIG pursuant to an investment management agreement. CRBG disclaims beneficial ownership of the securities held by the controlled subsidiary of AIG, and this report shall not be deemed an admission that CRBG is the beneficial owner of such securities, except to the extent of CRBG's pecuniary interest therein.
  6. AGLIC and USL directly hold $1,380,371.82 principal amount and $671,532.25 principal amount of the reported securities, respectively.