Filing Details

Accession Number:
0000950170-25-048474
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-04-01 16:02:41
Reporting Period:
2025-03-28
Filing Date:
2025-04-01
Accepted Time:
2025-04-01 16:02:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
825202 Sprott Focus Trust Inc. FUND (0) 592876580
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1185838 Whitney W George C/O Sprott Asset Management Usa Inc.
320 Post Road, Suite 230
Darien CT 06820
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-03-28 54,669 $7.30 3,112,855 No 4 P Indirect Held by Spouse
Common Stock Acquisiton 2025-03-28 4,926 $7.30 280,500 No 4 P Indirect Held by Trust
Common Stock Acquisiton 2025-03-28 5,911 $7.30 336,570 No 4 P Indirect Held by Trust
Common Stock Acquisiton 2025-03-28 65,998 $7.30 7,866,341 No 4 P Direct
Common Stock Acquisiton 2025-03-28 23,693 $7.30 1,349,060 No 4 P Indirect Held by Trust
Common Stock Acquisiton 2025-03-28 43,040 $7.30 2,450,692 No 4 P Indirect Held by Foundation
Common Stock Acquisiton 2025-03-28 1,900 $7.30 108,225 No 4 P Indirect Held by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Held by Spouse
No 4 P Indirect Held by Trust
No 4 P Indirect Held by Trust
No 4 P Direct
No 4 P Indirect Held by Trust
No 4 P Indirect Held by Foundation
No 4 P Indirect Held by Trust
Footnotes
  1. Shares held by a trust established for the benefit of Mr. George's children. As beneficiaries of the trust, Mr. George's children have a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
  2. Shares held by The Meredith and Whitney George Family Foundation (the "Foundation"). Mr. George serves as Chairman of the Foundation and, in such capacity, has investment and voting discretion over shares held by the Foundation.
  3. Shares held by a trust established for the benefit of Mr. George's spouse. Mr. George serves as trustee of the trust and, in such capacity, has investment and voting discretion over shares held by the trust. As beneficiary of the trust, Mr. George's spouse has a pecuniary interest in the trust. Mr. George may be deemed to beneficially own the shares held by the trust.
  4. Shares held by a trust established for the benefit of Mr. George's immediate family member (the "BM Trust"). Mr. George serves as trustee of the BM Trust and, in such capacity, has investment and voting discretion over shares held by the BM Trust. Mr. George may be deemed to beneficially own the shares held by the BM Trust.
  5. Shares held by a trust established for the benefit of Mr. George's immediate family member (the "TM Trust"). Mr. George serves as trustee of the TM Trust and, in such capacity, has investment and voting discretion over shares held by the TM Trust. Mr. George may be deemed to beneficially own the shares held by the TM Trust.