Filing Details
- Accession Number:
- 0000950170-25-047761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-31 16:19:15
- Reporting Period:
- 2025-03-27
- Filing Date:
- 2025-03-31
- Accepted Time:
- 2025-03-31 16:19:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1463361 | Unity Biotechnology Inc. | UBX | Pharmaceutical Preparations (2834) | 264726035 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1850065 | Hieu Alexander Nguyen | C/O Unity Biotechnology, Inc. 285 East Grand Avenue South San Francisco CA 94080 | Clo And Head Of Ops | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Disposition | 2025-03-27 | 1,954 | $1.16 | 22,605 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value | Acquisiton | 2025-03-28 | 44,000 | $0.00 | 66,605 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | A | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2025-03-28 | 73,000 | $0.00 | 73,000 | $1.67 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
73,000 | 2035-03-27 | No | 4 | A | Direct |
Footnotes
- Shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading instruction to cover tax withholding obligations incurred in connection with the vesting of Restricted Stock Units.
- Includes Restricted Stock Units ("RSUs") that vest over time measured from the grant date.
- On January 30, 2024, the Board of Directors granted the Reporting Person 44,000 RSUs that vest in full upon the satisfaction of certain performance criteria, which were met on March 28, 2025.
- Includes RSUs that vest over time measured from the grant date.
- On January 30, 2024, the Board of Directors granted the Reporting Person an option to purchase 73,000 shares of common stock. The underlying shares vest and become exercisable pursuant to the following schedule: one half of the shares subject to the option vest upon the satisfaction of certain performance criteria, which were met on March 28, 2025, and the remaining shares subject to the option vest in 12 successive, equal monthly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.