Filing Details

Accession Number:
0000950170-25-047761
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-31 16:19:15
Reporting Period:
2025-03-27
Filing Date:
2025-03-31
Accepted Time:
2025-03-31 16:19:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1463361 Unity Biotechnology Inc. UBX Pharmaceutical Preparations (2834) 264726035
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1850065 Hieu Alexander Nguyen C/O Unity Biotechnology, Inc.
285 East Grand Avenue
South San Francisco CA 94080
Clo And Head Of Ops No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.0001 Par Value Disposition 2025-03-27 1,954 $1.16 22,605 No 4 S Direct
Common Stock, $0.0001 Par Value Acquisiton 2025-03-28 44,000 $0.00 66,605 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Acquisiton 2025-03-28 73,000 $0.00 73,000 $1.67
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
73,000 2035-03-27 No 4 A Direct
Footnotes
  1. Shares sold by the Reporting Person pursuant to a Rule 10b5-1 trading instruction to cover tax withholding obligations incurred in connection with the vesting of Restricted Stock Units.
  2. Includes Restricted Stock Units ("RSUs") that vest over time measured from the grant date.
  3. On January 30, 2024, the Board of Directors granted the Reporting Person 44,000 RSUs that vest in full upon the satisfaction of certain performance criteria, which were met on March 28, 2025.
  4. Includes RSUs that vest over time measured from the grant date.
  5. On January 30, 2024, the Board of Directors granted the Reporting Person an option to purchase 73,000 shares of common stock. The underlying shares vest and become exercisable pursuant to the following schedule: one half of the shares subject to the option vest upon the satisfaction of certain performance criteria, which were met on March 28, 2025, and the remaining shares subject to the option vest in 12 successive, equal monthly installments thereafter until fully vested, subject to the Reporting Person's continued service to the Issuer through each applicable vesting date.