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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1772720	Spruce Power Holding Corp	SPRU	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1552112	M. Eric Tech	2000 S. Colorado Blvd., Suite 2-825 Denver, CO 80222		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2023-03-15	8,560	$0.81	144,018	No	4	S	Direct
Common Stock	Disposition	2024-05-29	8,772	$0.44	144,018	No	4	F	Direct
Common Stock	Acquisiton	2024-08-12	48,232	$0.00	144,018	No	4	A	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	F	Direct
No	4	A	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,313	Indirect	By spouse's trust
Common Stock	3,125	Indirect	By daughter
Common Stock	3,125	Indirect	By daughter

Footnotes

This transaction was inadvertently effectuated within six months of matching acquisitions. Accordingly, the Reporting Person realized short-swing profits of $50.00 under Section 16(b) of the Securities Exchange Act of 1934, as amended, as a result of the purchases of securities on June 1, 2023 and the disposition of the Issuer's common shares reported herein, which was a sell-to-cover transaction to satisfy certain tax obligations of the Reporting Person incurred with the vesting and settlement of certain Restricted Stock Units (RSUs). The Reporting Person has voluntarily disgorged to the Issuer all of such short-swing profits realized by the Reporting Person from such transactions.
Reflects an adjustment for the 1 to 8 reverse stock split of the Issuer's common stock, effectuated on October 6, 2023.
Amount shown reflects the amount of securities beneficially owned by the Reporting Person as of the date this Form 4 is filed.
The securities awarded are in the form of RSUs that each represent a contingent right to receive one share of the Issuer's common stock. Subject to the reporting person's continued service through the vesting date, the RSUs will vest in full on August 12, 2025.