Filing Details
- Accession Number:
- 0001641172-25-001349
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-28 17:45:20
- Reporting Period:
- 2024-10-31
- Filing Date:
- 2025-03-28
- Accepted Time:
- 2025-03-28 17:45:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
64463 | Soluna Holdings Inc | SLNH | Finance Services (6199) | 141462255 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1243628 | Michael Toporek | C/O Soluna Holdings, Inc. 325 Washington Avenue Extension Albany NY 12205 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2024-10-31 | 8,000 | $3.44 | 142,000 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2024-11-01 | 31,300 | $3.39 | 110,700 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2024-11-04 | 20,600 | $3.11 | 90,100 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 809,636 | Direct |
Footnotes
- These dispositions occurred on October 31, 2024, November 1, 2024, and November 4, 2024 (each, a "Sale" and collectively, the "Sales"), but the reporting person inadvertently failed to file a Form 4 related to these transactions prior to filing the Form 4 filed on November 7, 2024.
- These shares of common stock of Soluna Holdings, Inc., par value $0.001 per share ("Common Stock"), were held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") and the Sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone XXIV on May 29, 2024. Brookstone Partners I.A.C ("Brookstone Partners").is the Manager of Brookstone XXIV and as such may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may also be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.