Filing Details

Accession Number:
0001641172-25-001348
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-28 17:45:19
Reporting Period:
2024-10-31
Filing Date:
2025-03-28
Accepted Time:
2025-03-28 17:45:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
64463 Soluna Holdings Inc SLNH Finance Services (6199) 141462255
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1687758 E. Matthew Lipman C/O Soluna Holdings, Inc.
325 Washington Avenue Extension
Albany NY 12205
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2024-10-31 8,000 $3.44 142,000 No 4 S Indirect See Footnote
Common Stock Disposition 2024-11-01 31,300 $3.39 110,700 No 4 S Indirect See Footnote
Common Stock Disposition 2024-11-04 20,600 $3.11 90,100 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 81,872 Direct
Footnotes
  1. These dispositions occurred on October 31, 2024, November 1, 2024, and November 4, 2024 (each, a "Sale" and collectively, the "Sales"), but the reporting person inadvertently failed to file a Form 4 related to these transactions prior to filing the Form 4 filed on November 7, 2024.
  2. These shares of common stock of Soluna Holdings, Inc., par value $0.001 per share ("Common Stock"), were held by Brookstone Partners Acquisition XXIV, LLC ("Brookstone XXIV") and the Sales occurred automatically pursuant to a Rule 10b5-1 trading plan adopted by Brookstone XXIV on May 29, 2024. Brookstone Partners I.A.C ("Brookstone Partners").is the Manager of Brookstone XXIV and as such may be deemed to beneficially own the shares of Common Stock held by Brookstone XXIV. The reporting person is a Managing General Partner of Brookstone Partners and shares voting and dispositive power over the shares of Common Stock held by Brookstone XXIV and therefore may also be deemed to beneficially own these shares. The reporting person disclaims such beneficial ownership except to the extent of his pecuniary interest therein.