Filing Details

Accession Number:
0001079973-25-000521
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-28 17:34:59
Reporting Period:
2025-03-26
Filing Date:
2025-03-28
Accepted Time:
2025-03-28 17:34:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1799191 Oncology Institute Inc. TOI Services-Offices & Clinics Of Doctors Of Medicine (8011) 843562323
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1891124 Brad Hively C/O The Oncology Institute Inc.
18000 Studebaker Rd, Suite 800
Cerritos CA 90703
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-03-26 9,056 $1.04 675,809 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Warrant Acquisiton 2025-03-26 4,528 $0.13 4,528 $1.20
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,528 2025-03-26 2030-03-26 No 4 P Direct
Footnotes
  1. Represents securities purchased in a private placement transaction directly from the Company pursuant to a Securities Purchase Agreement, dated March 24, 2025 (the "Private Placement"). Pursuant to the terms of the Securities Purchase Agreement, the Company issued the reporting person Private Placement units consisting of two shares of the Company's common stock ("Common Stock") and a common warrant ("Common Warrant") to purchase one share of Common Stock (the "Private Placement Unit").
  2. The issuance of the securities to the reporting person pursuant to the Private Placement was approved by the Company's board of directors and was deemed an exempt transaction pursuant to Rule 16b-3 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
  3. Each Private Placement Unit was purchased at a price of $2.2084 per unit, with a cost per share of Common Stock of $1.0417 and a cost per Common Warrant of $0.1250.
  4. The reporting person may not exercise any portion of a Common Warrant to the extent that the reporting person would beneficially own more than 4.99% of the number of shares of Common Stock outstanding immediately prior to or after giving effect to such exercise, as such percentage ownership is determined in accordance with Section 13(d) under the Exchange Act.