Filing Details
- Accession Number:
- 0001437749-25-009650
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-27 17:18:54
- Reporting Period:
- 2025-03-25
- Filing Date:
- 2025-03-27
- Accepted Time:
- 2025-03-27 17:18:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1145255 | Hennessy Advisors Inc | HNNA | Investment Advice (6282) | 680176227 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1165098 | M Teresa Nilsen | 7250 Redwood Blvd Suite 200 Novato CA 94945 | President, Coo And Secretary | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2025-03-25 | 3,000 | $10.55 | 18,425 | No | 4 | S | Indirect | FBO Children |
| Common Stock | Disposition | 2025-03-26 | 1,000 | $10.47 | 17,425 | No | 4 | S | Indirect | FBO Children |
| Common Stock | Disposition | 2025-03-27 | 4,000 | $10.53 | 13,425 | No | 4 | S | Indirect | FBO Children |
| Common Stock | Disposition | 2025-03-27 | 4,000 | $0.00 | 140,123 | No | 4 | G | Direct | |
| Common Stock | Acquisiton | 2025-03-27 | 4,000 | $0.00 | 17,425 | No | 4 | G | Indirect | FBO Children |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Indirect | FBO Children |
| No | 4 | S | Indirect | FBO Children |
| No | 4 | S | Indirect | FBO Children |
| No | 4 | G | Direct | |
| No | 4 | G | Indirect | FBO Children |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,518 | Indirect | By Spouse's IRA |
Footnotes
- These shares were held in accounts in the names of two of the reporting person's children, and were sold at the discretion of these children.
- The price in Column 4 is a weighted average price. The prices actually ranged from $10.4654 to $10.6000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually ranged from $10.4500 to $10.6000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- The price in Column 4 is a weighted average price. The prices actually ranged from $10.4001 to $10.7000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
Billionaire Hedge Funds
