Filing Details
- Accession Number:
- 0001181431-11-049977
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-20 16:33:54
- Reporting Period:
- 2011-09-16
- Filing Date:
- 2011-09-20
- Accepted Time:
- 2011-09-20 16:33:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1085621 | Icg Group Inc. | ICGE | Services-Management Consulting Services (8742) | 232996071 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1255142 | K David Downes | C/O Icg Group, Inc. 690 Lee Road, Suite 310 Wayne PA 19087 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Acquisiton | 2011-09-16 | 15,300 | $8.39 | 98,398 | No | 4 | M | Direct | |
Common Stock, Par Value $.001 Per Share | Disposition | 2011-09-16 | 15,300 | $9.69 | 83,098 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $.001 Per Share | Options to Purchase Common Stock | Disposition | 2011-09-16 | 15,300 | $0.00 | 15,300 | $8.39 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2004-10-10 | 2011-10-10 | No | 4 | M | Direct |
Footnotes
- Column reflects weighted average sales price for multiple transactions report for September 16, 2011. Actual sales prices for such transactions ranged from $9.55 to $9.91, inclusive. Reporting Person undertakes to provide to ICG Group, Inc., any security holder of ICG Group, Inc. or the staff of the Securities and Exchange Committion, upon request, full information regarding number of shares sold at each separate price within range.