Filing Details
- Accession Number:
- 0001515156-25-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-25 17:57:58
- Reporting Period:
- 2025-03-23
- Filing Date:
- 2025-03-25
- Accepted Time:
- 2025-03-25 17:57:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1515156 | Arq Inc. | ARQ | Miscellaneous Chemical Products (2890) | 275472457 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1785490 | M Joseph Wong | 8051 E Maplewood Ave, Ste 210 C/O Arq, Inc. Greenwood Village CO 80111 | Chief Technology Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-03-23 | 26,198 | $0.00 | 361,386 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2025-03-24 | 6,596 | $4.68 | 354,790 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Share Units | Acquisiton | 2025-03-23 | 26,198 | $0.00 | 52,396 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 26,198 | 2028-03-10 | No | 4 | A | Direct |
Footnotes
- Represents restricted stock awards granted in accordance with the Issuer's long-term incentive plan under the 2024 Omnibus Incentive Plan, as approved by stockholders on June 10, 2024. The restricted stock awards shall vest in three equal annual installments, beginning on the first anniversary of the grant date.
- The sale reported on this Form 4 represents shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of restricted stock awards. The sale was made to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.
- Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2028 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2027.
- Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.
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