Filing Details

Accession Number:
0001437749-25-009209
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-25 17:46:31
Reporting Period:
2025-03-21
Filing Date:
2025-03-25
Accepted Time:
2025-03-25 17:46:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1777921 Avepoint Inc. AVPT Services-Prepackaged Software (7372) 834461709
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1865783 Michael Brian Brown C/O Avepoint, Inc.
901 E Byrd St, Suite 900
Richmond VA 23219
Chief Legal Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-03-21 1,547 $15.05 1,382,145 No 4 F Direct
Common Stock Disposition 2025-03-24 35,000 $15.40 1,347,145 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 S Direct
Footnotes
  1. Exempt transaction consisting of the payment of exercise price or tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. The shares reported as disposed of in this Form 4 represent the number of shares of the Issuer's common stock that have been withheld by the Issuer to satisfy its income tax withholding and remittance obligations in connection with the net settlement of the securities and does not represent a discretionary transaction by the Reporting Person.
  2. Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
  3. The sale transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 18, 2024.