Filing Details

Accession Number:
0001437749-25-009014
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-24 18:30:54
Reporting Period:
2025-03-20
Filing Date:
2025-03-24
Accepted Time:
2025-03-24 18:30:54
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1145255 Hennessy Advisors Inc HNNA Investment Advice (6282) 680176227
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1165098 M Teresa Nilsen 7250 Redwood Blvd
Suite 200
Novato CA 94945
President, Coo And Secretary Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2025-03-20 1,860 $10.46 27,425 No 4 S Indirect FBO Children
Common Stock Disposition 2025-03-21 3,000 $10.38 24,425 No 4 S Indirect FBO Children
Common Stock Disposition 2025-03-24 3,000 $10.50 21,425 No 4 S Indirect FBO Children
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect FBO Children
No 4 S Indirect FBO Children
No 4 S Indirect FBO Children
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 144,123 Direct
Common Stock 1,518 Indirect By Spouse's IRA
Footnotes
  1. These shares were held in accounts in the names of two of the reporting person's children, and were sold at the discretion of these children.
  2. The price in Column 4 is a weighted average price. The prices actually ranged from $10.4000 to $10.5000. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  3. The price in Column 4 is a weighted average price. The prices actually ranged from $10.3600 to $10.4200. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  4. The price in Column 4 is a weighted average price. The prices actually ranged from $10.4500 to $10.5550. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.