Filing Details
- Accession Number:
- 0001138723-11-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-19 21:05:55
- Reporting Period:
- 2011-09-15
- Filing Date:
- 2011-09-19
- Accepted Time:
- 2011-09-19 21:05:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1138723 | Accuray Inc | ARAY | Surgical & Medical Instruments & Apparatus (3841) | 770268932 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1387516 | Euan Thomson | 1310 Chesapeake Terrace Sunnyvale CA 94089 | President & Ceo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-09-15 | 10,000 | $0.75 | 204,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-15 | 10,000 | $5.03 | 194,132 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-16 | 10,000 | $0.75 | 204,132 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-09-16 | 10,000 | $5.15 | 194,132 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2011-09-19 | 12,000 | $2.50 | 206,132 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2011-09-19 | 12,000 | $0.00 | 12,000 | $2.50 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-09-15 | 10,000 | $0.00 | 10,000 | $0.75 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2011-09-16 | 10,000 | $0.00 | 10,000 | $0.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 51,899 | 2014-08-10 | No | 4 | M | Direct | |
| 452,501 | 2013-08-27 | No | 4 | M | Direct | |
| 442,501 | 2013-08-27 | No | 4 | M | Direct |
Footnotes
- A portion of these options are being sold so that a portion of the proceeds may be used to increase the CEO's ownership of Accuray stock in accordance with the adoption of stock ownership guidelines for management by the Board of Directors of Accuray Incorporated in fiscal year 2011.
- Represents the weighted average sale price. The shares were sold at prices ranging from $4.72 to $5.37 per share. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Represents the weighted average sale price. The shares were sold at prices ranging from $5.0204 to $5.29 per share. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- These options are exercisable as they vest. The shares subject to this stock option become vested and fully exercisable in equal monthly installments, ratably over a period of 48-months.
- The options are exercisable as they vest. A total of 25% of the entire number of shares subject to this stock option becomes vested and fully exercisable on the first anniversary of the vesting commencement date and the remaining shares subject to this stock option vest and become exercisable in equal monthly installments, ratably over the following 36 months.
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