Filing Details

Accession Number:
0001214659-25-004545
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-19 16:30:09
Reporting Period:
2025-03-18
Filing Date:
2025-03-19
Accepted Time:
2025-03-19 16:30:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1677077 Alzamend Neuro Inc. ALZN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1333268 B. William Horne 3480 Peachtree Road Ne
Second Floor, Suite 103
Atlanta GA 30326
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-03-18 10,000 $0.06 16,666 No 4 M Direct
Common Stock Acquisiton 2025-03-18 5,000 $0.97 21,666 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 P Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to Buy) Disposition 2025-03-18 10,000 $0.00 10,000 $0.06
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2026-04-29 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to Buy) $225.00 2029-11-25 1,667 1,667 Direct
Common Stock Stock Options (Right to Buy) $225.00 2029-11-17 1,667 1,667 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2029-11-25 1,667 1,667 Direct
2029-11-17 1,667 1,667 Direct
Footnotes
  1. This transaction was effected pursuant to Rule 16b-3 with shares of common stock received upon the exercise of stock options.
  2. The common stock was purchased by the reporting person in open market transactions on the transaction date, with a volume weighted average purchase price of $0.9703. The range of purchase prices on the transaction date was $0.9693 to $0.9742 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
  3. The stock options exercised in this transaction were fully vested and exercisable as of the transaction date.
  4. The stock options vest ratably over thirty-six (36) months beginning on the date of grant and are fully vested.
  5. None of these performance-based stock options are vested or exercisable.