Filing Details
- Accession Number:
- 0000072162-11-000020
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-19 17:43:08
- Reporting Period:
- 2011-09-19
- Filing Date:
- 2011-09-19
- Accepted Time:
- 2011-09-19 17:43:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
72162 | Nl Industries Inc | NL | Industrial Inorganic Chemicals (2810) | 135267260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1037854 | C Harold Simmons | 5430 Lbj Freeway, Suite 1700 Dallas TX 75240 | Chairman Of The Board & Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $0.125 Par Value | Acquisiton | 2011-09-19 | 500 | $12.29 | 323,680 | No | 4 | P | Indirect | by Spouse |
Common Stock $0.125 Par Value | Acquisiton | 2011-09-19 | 4,500 | $12.30 | 328,180 | No | 4 | P | Indirect | by Spouse |
Common Stock $0.125 Par Value | Acquisiton | 2011-09-19 | 2,000 | $12.46 | 330,180 | No | 4 | P | Indirect | by Spouse |
Common Stock $0.125 Par Value | Acquisiton | 2011-09-19 | 8,000 | $12.50 | 338,180 | No | 4 | P | Indirect | by Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by Spouse |
No | 4 | P | Indirect | by Spouse |
No | 4 | P | Indirect | by Spouse |
No | 4 | P | Indirect | by Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $0.125 Par Value | 40,387,531 | Indirect | by Valhi |
Common Stock $0.125 Par Value | 1,052,054 | Direct | |
Common Stock $0.125 Par Value | 222,100 | Indirect | by TFMC |
Common Stock $0.125 Par Value | 2,000 | Indirect | by Kronos |
Footnotes
- Open market purchase by the reporting person's spouse.
- Directly held by the reporting person's spouse. The reporting person disclaims beneficial ownership of any shares of the issuer's common stock that his spouse holds.
- Directly held by Valhi, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
- Directly held by TIMET Finance Management Company. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.
- Directly held by Kronos Worldwide, Inc. See the Additional Information filed as Exhibit 99 to this statement for a description of the relationship to the reporting person.