Filing Details

Accession Number:
0001209191-11-048377
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2011-09-19 16:47:59
Reporting Period:
2011-09-15
Filing Date:
2011-09-19
Accepted Time:
2011-09-19 16:47:59
Original Submission Date:
2011-09-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1174746 Intercontinentalexchange Inc ICE Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343882 C Jeffrey Sprecher 2100 Riveredge Parkway
Suite 500
Atlanta GA 30328
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-09-15 14,309 $120.74 1,297,032 No 4 S Indirect CPEX
Common Stock Disposition 2011-09-15 11,689 $121.59 1,285,343 No 4 S Indirect CPEX
Common Stock Disposition 2011-09-15 20,002 $122.58 1,265,341 No 4 S Indirect CPEX
Common Stock Disposition 2011-09-15 1,250 $121.34 24,976 No 4 S Indirect By spouse
Common Stock Disposition 2011-09-15 200 $0.00 24,776 No 4 G Indirect By spouse
Common Stock Acquisiton 2011-09-15 297 $106.00 25,073 No 4 M Indirect By spouse
Common Stock Acquisiton 2011-09-15 700 $80.17 232,117 No 4 M Direct
Common Stock Disposition 2011-09-15 500 $0.00 231,617 No 4 G Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect CPEX
No 4 S Indirect CPEX
No 4 S Indirect CPEX
No 4 S Indirect By spouse
No 4 G Indirect By spouse
No 4 M Indirect By spouse
No 4 M Direct
No 4 G Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2011-09-15 297 $0.00 0 $106.00
Common Stock Employee Stock Option (right to buy) Disposition 2011-09-15 700 $0.00 0 $80.17
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,839 2019-12-10 No 4 M Indirect
27,981 2018-12-16 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
  2. The price range for the aggregate amount sold by the direct holder is $120.23 - $121.22. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. These shares are beneficially owned directly by CPEX. Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns shares directly and indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
  4. The price range for the aggregate amount sold by the direct holder is $121.23 - $122.19. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  5. The price range for the aggregate amount sold by the direct holder is $122.25 - $122.83. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  6. The price range for the aggregate amount sold by the direct holder is $121.16 - $121.43. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  7. As previously reported, the reporting person also indirectly owns 1,265,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
  8. The transaction reported in this Form 4 was effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in May 2011. This transaction involved a gift of 200 shares of the Issuer's Common Stock by the reporting person's spouse to a charity.
  9. As previously reported, the reporting person also indirectly owns 1,265,341 shares that are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). The reporting person beneficially owns 100% of the equity interest in CPEX. In addition, as previously reported, the reporting person also indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
  10. The transaction reported in this Form 4 was effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended. The trading plan was adopted in May 2011. This transaction involved a gift of 500 shares of the Issuer's Common Stock by the reporting person to a charity.
  11. These options are fully vested.