Filing Details
- Accession Number:
- 0001209191-11-048374
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-19 16:38:58
- Reporting Period:
- 2011-09-15
- Filing Date:
- 2011-09-19
- Accepted Time:
- 2011-09-19 16:38:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1166003 | Xpo Logistics Inc. | XPO | Transportation Services (4700) | 752928175 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
945191 | G Michael Jesselson | 445 Park Avenue Suite 1502 New York NY 10022 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-09-15 | 2,000 | $10.06 | 12,000 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-09-15 | 2,000 | $0.00 | 12,000 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-09-15 | 2,000 | $10.08 | 12,000 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-09-15 | 2,500 | $10.08 | 10,000 | No | 4 | P | Indirect | See footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2011-09-15 | 7,500 | $10.06 | 15,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See footnote |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 10,000 | Indirect | See footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Commonstock,$0.001 Parvalue Pershare | See footnote | $7.00 | 2011-09-02 | 103,570 | 725 | Indirect | |
Commonstock,$0.001 Parvalue Pershare | Warrants | $7.00 | 2011-09-02 | 2021-09-02 | 103,572 | 103,572 | Indirect |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
103,570 | 725 | Indirect | |
2021-09-02 | 103,572 | 103,572 | Indirect |
Footnotes
- The Michael G. Jesselson and Linda Jesselson 3/12/84 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
- Includes (i) 1,500 shares of Common Stock acquired for $10.082 per share and (ii) 500 shares of Common Stock acquired for $10.056 per share.
- The Michael G. Jesselson and Linda Jesselson 11/26/85 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
- The Michael G. Jesselson and Linda Jesselson 3/31/87 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
- The Michael G. Jesselson and Linda Jesselson 6/30/93 Trust is the direct beneficial owner of these securities. Michael G. Jesselson is a trustee of this trust.
- These securities are held in an individual retirement account of Michael G. Jesselson.
- Michael G. Jesselson's spouse is the direct beneficial owner of these securities.
- Series A Convertible Perpetual Preferred Stock, $0.001 par value per share.
- The initial conversion price of the Series A Convertible Perpetual Preferred Stock is $7 per share of Common Stock, subject to adjustment as set forth in the Certificate of Designation of Series A Convertible Perpetual Preferred Stock, filed as Exhibit 4.1 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Certificate of Designation").
- The Series A Convertible Perpetual Preferred Stock has no expiration date.
- Represents (i) 71,428 shares of Common Stock initially issuable upon conversion of 500 shares of Series A Convertible Perpetual Preferred Stock held by the Michael G. Jesselson 12/18/80 Trust and (ii) 32,142 shares of Common Stock initially issuable upon conversion of 225 shares of Series A Convertible Perpetual Preferred Stock held by the Michael G. Jesselson 4/8/71 Trust, in each case subject to adjustment as set forth in the Certificate of Designation.
- The Michael G. Jesselson 12/18/80 Trust and the Michael G. Jesselson 4/8/71 Trust are the direct beneficial owners of these securities. Michael G. Jesselson is the beneficiary of each of these trusts.
- The initial exercise price of the Warrants is $7 per share of Common Stock, subject to adjustment as set forth in the Form of Warrant Certificate, filed as Exhibit 4.2 to the Issuer's Current Report on Form 8-K filed with the SEC on September 6, 2011 (the "Warrant Certificate").
- Represents (i) 71,429 shares of Common Stock initially issuable upon the exercise of 71,429 Warrants held by the Michael G. Jesselson 12/18/80 Trust and (ii) 32,143 shares of Common Stock initially issuable upon the exercise of 32,143 Warrants held by the Michael G. Jesselson 4/8/71 Trust, in each case subject to adjustment as set forth in the Warrant Certificate.