Filing Details
- Accession Number:
- 0000021175-25-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-18 16:00:49
- Reporting Period:
- 2025-03-15
- Filing Date:
- 2025-03-18
- Accepted Time:
- 2025-03-18 16:00:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
21175 | Cna Financial Corp | CNA | Fire, Marine & Casualty Insurance (6331) | 366169860 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1348889 | Dino Robusto | 151 N. Franklin St. Chicago IL 60606 | Executive Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-03-15 | 128,109 | $0.00 | 793,988 | No | 4 | A | Direct | |
Common Stock | Disposition | 2025-03-15 | 67,296 | $48.55 | 726,692 | No | 4 | F | Direct | |
Common Stock | Disposition | 2025-03-17 | 6,250 | $48.86 | 720,442 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Footnotes
- The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2024 performance cycle. 128,109 PSP shares were achieved and will cliff vest on March 15, 2027. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any.
- The Reporting Person received the CNAF shares at no cost.
- The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) permits the withholding of shares of common stock to satisfy tax withholding obligations of the participants.
- This transaction was made pursuant to a trading plan adopted November 15, 2024, intended to satisfy the affirmative defense of Rule 10b5-1(c) under the Securities Exchange Act of 1934.