Filing Details
- Accession Number:
- 0000950170-25-040338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-17 16:30:13
- Reporting Period:
- 2025-03-06
- Filing Date:
- 2025-03-17
- Accepted Time:
- 2025-03-17 16:30:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1758766 | Stem Inc. | STEM | Miscellaneous Electrical Machinery, Equipment & Supplies (3690) | 264466193 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1986259 | Matthew Tappin | Four Embarcadero Center, Suite 710 San Francisco CA 94111 | President, Software Division | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2025-03-06 | 13,397 | $0.00 | 46,218 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2025-03-07 | 5,645 | $0.42 | 40,573 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Acquisiton | 2025-03-11 | 29,167 | $0.00 | 69,740 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.0001 Per Share | Disposition | 2025-03-12 | 13,070 | $0.40 | 56,670 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.0001 Per Share | Restricted Stock Unit | Disposition | 2025-03-06 | 13,397 | $0.00 | 13,397 | $0.00 |
| Common Stock, Par Value $0.0001 Per Share | Restricted Stock Unit | Disposition | 2025-03-11 | 29,167 | $0.00 | 29,167 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 428,726 | No | 4 | M | Direct | ||
| 399,559 | No | 4 | M | Direct |
Footnotes
- Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
- On March 1, 2022, the reporting person was granted 53,590 RSUs vesting in four annual installments beginning March 2023.
- On May 28, 2024, the reporting person was granted 87,500 RSUs vesting in three annual installments beginning March 2025.
Billionaire Hedge Funds
