Filing Details

Accession Number:
0001628280-25-013118
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-17 16:15:59
Reporting Period:
2025-03-13
Filing Date:
2025-03-17
Accepted Time:
2025-03-17 16:15:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1788882 Root Inc. ROOT Fire, Marine & Casualty Insurance (6331) 842717903
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1827699 Doug Ulman C/O Root, Inc.
80 E Rich Street, Suite 500
Columbus OH 43215
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2025-03-13 4,000 $0.00 10,201 No 4 C Direct
Class A Common Stock Disposition 2025-03-13 4,000 $138.53 6,201 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Stock Option (Right to Buy) Disposition 2025-03-13 4,000 $0.00 4,000 $0.65
Class A Common Stock Class B Common Stock Acquisiton 2025-03-13 4,000 $0.65 4,000 $0.00
Class A Common Stock Class B Common Stock Disposition 2025-03-13 4,000 $0.00 4,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
35,352 2027-01-17 No 4 M Direct
4,000 No 4 M Direct
0 No 4 C Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,606 Indirect See Footnote
Class A Common Stock 10,401 Indirect See Footnote
Footnotes
  1. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
  2. On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.
  3. The shares were sold pursuant to a 10b5-1 trading plan.
  4. Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.
  5. Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.
  6. The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly.