Filing Details
- Accession Number:
- 0001628280-25-013118
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-17 16:15:59
- Reporting Period:
- 2025-03-13
- Filing Date:
- 2025-03-17
- Accepted Time:
- 2025-03-17 16:15:59
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1788882 | Root Inc. | ROOT | Fire, Marine & Casualty Insurance (6331) | 842717903 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1827699 | Doug Ulman | C/O Root, Inc. 80 E Rich Street, Suite 500 Columbus OH 43215 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2025-03-13 | 4,000 | $0.00 | 10,201 | No | 4 | C | Direct | |
Class A Common Stock | Disposition | 2025-03-13 | 4,000 | $138.53 | 6,201 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2025-03-13 | 4,000 | $0.00 | 4,000 | $0.65 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2025-03-13 | 4,000 | $0.65 | 4,000 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2025-03-13 | 4,000 | $0.00 | 4,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
35,352 | 2027-01-17 | No | 4 | M | Direct | |
4,000 | No | 4 | M | Direct | ||
0 | No | 4 | C | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9,606 | Indirect | See Footnote |
Class A Common Stock | 10,401 | Indirect | See Footnote |
Footnotes
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
- On March 13, 2025, the Reporting Person exercised stock options regarding 4,000 shares of Class B Common Stock (the "Exercise"). Under the terms of the Exercise, the Reporting received 4,000 shares of Class A Common Stock rather than Class B Common Stock. This report reflects the Exercise as the exempt disposition of the stock options, a deemed exempt acquisition of the underlying Class B Common Stock, and a deemed exempt conversion of such Class B Common Stock into Class A Common Stock.
- The shares were sold pursuant to a 10b5-1 trading plan.
- Shares held by the Douglas E Ulman 2016 Irrevocable Trust, for which the reporting person's spouse is the trustee.
- Shares held by the Douglas E. Ulman Revocable Trust dated March 17, 2016.
- The shares subject to the option are immediately exercisable. One-fourth of the shares subject to the option award vested on October 29, 2017, and thereafter one-forty-eighth of the shares subject to the option award vested monthly.