Filing Details

Accession Number:
0001071255-25-000016
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-14 21:01:55
Reporting Period:
2025-03-12
Filing Date:
2025-03-14
Accepted Time:
2025-03-14 21:01:55
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1071255 Golden Entertainment Inc. GDEN Services-Miscellaneous Amusement & Recreation (7990) 411913991
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1677017 Ii L Blake Sartini 6595 S. Jones Blvd.
Las Vegas NV 89118
Evp Of Operations No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-03-12 25,000 $5.34 166,460 No 4 M Direct
Common Stock Disposition 2025-03-12 12,985 $26.74 153,475 No 4 F Direct
Common Stock Acquisiton 2025-03-13 25,000 $5.34 178,475 No 4 M Direct
Common Stock Disposition 2025-03-13 12,968 $25.62 165,507 No 4 F Direct
Common Stock Disposition 2025-03-13 23,979 $25.87 141,528 No 4 S Direct
Common Stock Acquisiton 2025-03-14 2,947 $0.00 144,475 No 4 M Direct
Common Stock Acquisiton 2025-03-14 7,922 $0.00 152,397 No 4 M Direct
Common Stock Acquisiton 2025-03-14 4,238 $0.00 156,635 No 4 M Direct
Common Stock Acquisiton 2025-03-14 5,940 $0.00 162,575 No 4 M Direct
Common Stock Disposition 2025-03-14 8,405 $26.17 154,170 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Disposition 2025-03-12 25,000 $0.00 25,000 $5.34
Common Stock Stock Option Disposition 2025-03-13 25,000 $0.00 25,000 $5.34
Common Stock Restricted Stock Units Acquisiton 2025-03-14 24,374 $0.00 24,374 $0.00
Common Stock Restricted Stock Units Disposition 2025-03-14 2,947 $0.00 2,947 $0.00
Common Stock Restricted Stock Units Disposition 2025-03-14 7,922 $0.00 7,922 $0.00
Common Stock Restricted Stock Units Disposition 2025-03-14 4,238 $0.00 4,238 $0.00
Common Stock Restricted Stock Units Disposition 2025-03-14 5,940 $0.00 5,940 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
25,000 2025-08-26 No 4 M Direct
0 2025-08-26 No 4 M Direct
24,374 No 4 A Direct
0 No 4 M Direct
0 No 4 M Direct
4,240 No 4 M Direct
11,880 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 250,000 Indirect See Footnote
Footnotes
  1. In accordance with the recipient's restricted stock unit award agreements, these shares were withheld by Golden Entertainment, Inc. to satisfy exercise price and minimum statutory income tax withholding obligations upon exercise of stock options and vesting of restricted stock units.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.44 to $26.43. The reporting person undertakes to provide to Golden Entertainment, Inc., any security holder of Golden Entertainment, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set for in this footnote to Form 4.
  3. Restricted stock units convert into common stock on a one-for-one basis.
  4. Represents shares held by D'Oro Holdings, LLC in which Mr. Sartini II has a pecuniary interest. On May 12, 2021, Mr. Sartini II resigned as the sole manager of D'Oro Holdings, LLC, and on May 12, 2021, Mr. Sartini II resigned as trustee of certain family trusts that were members of D'Oro Holdings, LLC. Accordingly, Mr. Sartini II no longer has investment control over shares held by D'Oro Holdings, LLC.
  5. The options, representing a right to purchase a total of 110,000 shares of common stock, became exercisable 1/4 of the total number of shares on 08/27/16, and 1/48 of the total number of shares on the last day of each one month period following 08/27/16.
  6. Each restricted stock unit represents a contingent right to receive one share of common stock.
  7. Represents time-based RSUs. RSUs that have not been forfeited shall vest as to one-third on March 14, 2026, one-third on March 14, 2027 and one-third on March 14, 2028.
  8. Represents time-based restricted stock units that vested.