Filing Details
- Accession Number:
- 0001704711-25-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-14 19:37:53
- Reporting Period:
- 2025-03-12
- Filing Date:
- 2025-03-14
- Accepted Time:
- 2025-03-14 19:37:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1704711 | Funko Inc. | FNKO | Games, Toys & Children's Vehicles (No Dolls & Bicycles) (3944) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1926483 | David Andrew Oddie | C/O Funko, Inc. 2802 Wetmore Avenue Everett WA 98201 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2025-03-12 | 1,472 | $0.00 | 26,808 | No | 4 | A | Direct | |
Class A Common Stock | Disposition | 2025-03-14 | 746 | $7.16 | 26,062 | No | 4 | S | Direct | |
Class A Common Stock | Acquisiton | 2025-03-13 | 12,600 | $0.00 | 38,662 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2025-03-13 | 15,000 | $0.00 | 53,662 | No | 4 | M | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Restricted Stock Units | Acquisiton | 2025-03-12 | 39,069 | $0.00 | 39,069 | $0.00 |
Class A Common Stock | Option to Purchase Class A Common Stock | Acquisiton | 2025-03-12 | 29,300 | $0.00 | 29,300 | $7.38 |
Class A Common Stock | Restricted Stock Units | Disposition | 2025-03-13 | 12,600 | $0.00 | 12,600 | $0.00 |
Class A Common Stock | Restricted Stock Units | Disposition | 2025-03-13 | 15,000 | $0.00 | 15,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
39,069 | No | 4 | A | Direct | ||
29,300 | 2035-03-12 | No | 4 | A | Direct | |
37,800 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct |
Footnotes
- Reflects partial vesting of performance conditions associated with a previously awarded performance stock unit.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.11 to $7.25, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock or, at the election of the Issuer, an equivalent cash payment.
- The total number of Class A common stock reported in Column 5 does not reflect any common units beneficially owned by the Reporting Person.
- The RSUs vest in four equal installments on each of the first through fourth anniversaries of March 12, 2025, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- The option will vest and become exercisable with respect to 25% of the shares subject thereto on the first anniversary of March 12, 2025 and the remaining 75% of the option will vest in thirty-six equal monthly installments thereafter, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- On March 13, 2024, the Reporting Person was granted 50,400 RSUs, vesting in four equal installments on each of the first through fourth anniversaries of March 13, 2024, subject to the Reporting Person's continued employment with the Issuer through each applicable vesting date.
- On March 13, 2024, the Reporting Person was granted 15,000 RSUs vesting in full on March 13, 2025, subject to the Reporting Person's continued employment with the Issuer through the vesting date.