Filing Details
- Accession Number:
- 0000098246-11-000175
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-19 13:22:40
- Reporting Period:
- 2011-09-16
- Filing Date:
- 2011-09-19
- Accepted Time:
- 2011-09-19 13:22:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
98246 | Tiffany & Co | TIF | Retail-Jewelry Stores (5944) | 133228013 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1016754 | E James Quinn | Tiffany &Amp; Co. 727 Fifth Avenue New York NY 10022 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock $.01 Par | Acquisiton | 2011-09-16 | 51,000 | $37.84 | 75,472 | No | 4 | M | Direct | |
Common Stock $.01 Par | Disposition | 2011-09-16 | 51,000 | $75.23 | 24,472 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2011-09-16 | 51,000 | $0.00 | 51,000 | $37.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock $.01 Par | 36,999 | Indirect | By Spouse |
Common Stock $.01 Par | 20,884 | Indirect | By GRAT |
Common Stock $.01 Par | 4,000 | Indirect | By custodian for daughter under UGMA |
Common Stock $.01 Par | 147 | Indirect | ESOP |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $75.00 to $75.67 per share. The reporting person's broker has provided to the issuer and issuer will provide any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- Shares are held by grantor retained annuity trust entitled "James E. Quinn as Trustee, The Diane W. Quinn GRT Retained Annuity Trust U/A/D 01/21/09".
- Shares held by Catherine A. Quinn (sister of reporting person) as Custodian for reporting person's daughter under UGMA.
- Options granted under 16(b) Plan on January 31, 2006. The option vested in four equal installments on January 31, 2007, 2008, 2009 and 2010.