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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
893847	Hawthorn Bancshares Inc.	HWBK	National Commercial Banks (6021)	431626350

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1355435	M Brent Giles	C/O Hawthorn Bancshares, Inc. 132 East High Street Jefferson City MO 65101	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2025-03-11	700	$25.84	13,005	No	4	P	Indirect	Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	Trust

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	19,371	Direct
Common Stock	3,871	Indirect	Profit Sharing Trust

Footnotes

The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions ranging from $25.82 to $25.90, inclusive. The reporting person undertakes to provide to Hawthorn Bancshares, Inc., any security holder of Hawthorn Bancshares, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the range set forth above.
Consists of (a) 35.319 shares of Common Stock, and (b) unvested restricted stock units ("RSUs") awarded to the reporting person under the Hawthorn Bancshares, Inc. Equity Incentive Plan that can be settled only in shares of Common Stock. The RSUs vest as follows: 3,717 units on May 1, 2025; 4,092 units on June 30, 2025; 3,717 units on May 1, 2026, 4,093 units on June 30, 2026; and 3,717 units on May 1, 2027.
Includes shares acquired since the last report pursuant to the Company's Profit Sharing Trust.