Filing Details
- Accession Number:
- 0001181431-11-049688
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2011-09-16 20:54:06
- Reporting Period:
- 2011-09-13
- Filing Date:
- 2011-09-16
- Accepted Time:
- 2011-09-16 20:54:06
- Original Submission Date:
- 2011-09-15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199039 | A Mark Stevens | C/O Sequoia Capital 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-09-14 | 2,200 | $8.00 | 14,800 | No | 4 | P | Indirect | By Third Millennium Trust |
Common Shares | Acquisiton | 2011-09-15 | 7,400 | $8.36 | 22,200 | No | 4 | P | Indirect | By Third Millennium Trust |
Common Shares | Acquisiton | 2011-09-15 | 17,800 | $8.35 | 40,000 | No | 4 | P | Indirect | By Third Millennium Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Third Millennium Trust |
No | 4 | P | Indirect | By Third Millennium Trust |
No | 4 | P | Indirect | By Third Millennium Trust |
Footnotes
- This amended Form 4 is being filed solely to change the code in Column 4 of this line reported in the original Form 4 from "D" (disposed) to "A" (acquired). All other information previously reported in the original Form 4 remain unchanged.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.98 to $8.02, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.29 to $8.43, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.24 to $8.44, inclusive.
- The reporting person and his wife are co-trustees of Third Millennium Trust.