Filing Details

Accession Number:
0001213900-11-005184
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-16 18:46:52
Reporting Period:
2011-09-13
Filing Date:
2011-09-16
Accepted Time:
2011-09-16 18:46:52
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1487935 Leviathan Minerals Group Inc. NONE Gold And Silver Ores (1040) 272205684
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511213 Thuc Luan Dennis Nguyen 2740 West Lake Of The Isles Parkway
Minneapolis MN 55416
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-09-13 220,000 $0.00 594,321 No 4 S Indirect By New Asia Partners, LLC
Common Stock Disposition 2011-09-13 594,321 $0.00 594,321 No 4 G Indirect By New Asia Partners, LLC
Common Stock Acquisiton 2011-09-13 594,321 $0.00 594,321 No 4 G Indirect By New Asia Partners China II, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By New Asia Partners, LLC
No 4 G Indirect By New Asia Partners, LLC
No 4 G Indirect By New Asia Partners China II, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant Disposition 2011-09-13 100,000 $0.00 100,000 $4.25
Common Stock Warrant Disposition 2011-09-13 551,457 $0.00 551,457 $4.25
Common Stock Warrant Acquisiton 2011-09-13 551,457 $0.00 551,457 $4.25
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
551,457 2011-08-22 2013-08-22 No 4 S Indirect
551,457 2011-08-22 2013-08-22 No 4 G Indirect
551,457 2011-08-22 2013-08-22 No 4 G Indirect
Footnotes
  1. On September 13, 2011, New Asia Partners LLC ("NAP") transferred an aggregate of 220,000 shares of common stock (the "Shares") and warrants to purchase an aggregate of 100,000 shares of Common Stock of Leviathan Minerals Group Incorporated (the "Issuer) to Wyncrest Capital, Inc. in consideration for business advisory services rendered.
  2. The securities reported were, at the time of the transaction, owned of record by NAP. Dennis Nguyen is the Chairman of NAP and the owner of 100% of the outstanding membership interests of Newport Capital LLC, which owns 90% of the outstanding membership interests of NAP. Dennis Nguyen may be deemed to be the beneficial owner of the securities of the Issuer owned of record by NAP as he has voting and investment control over such securities.
  3. On September 13, 2011, NAP assigned 594,321 shares of Common Stock of the Issuer and warrants to purchase 551,457 shares of Common Stock of the Issuer for no consideration in connection with a gift transfer to New Asia Partners China II, LLC ("NAP II"), a wholly owned subsidiary of NAP.
  4. Dennis Nguyen is the Chairman of NAP II and may be deemed to be the beneficial owner of the securities of the Issuer held of record by NAP II.