Filing Details
- Accession Number:
- 0001628280-25-011788
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-10 19:01:36
- Reporting Period:
- 2025-03-06
- Filing Date:
- 2025-03-10
- Accepted Time:
- 2025-03-10 19:01:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1841925 | Indie Semiconductor Inc. | INDI | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1865423 | Ichiro Aoki | 32 Journey Aliso Viejo CA 92656 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2025-03-06 | 6,250 | $0.00 | 62,070 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2025-03-07 | 2,605 | $2.90 | 59,465 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Performance-based Restricted Stock Units | Acquisiton | 2025-03-06 | 12,500 | $0.00 | 12,500 | $0.00 |
Class A Common Stock | Performance-based Restricted Stock Units | Disposition | 2025-03-06 | 6,250 | $0.00 | 6,250 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
12,500 | No | 4 | A | Direct | ||
6,250 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class V Common Stock | 4,939,362 | Direct |
Footnotes
- Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). TheCompensation Committee certified the achievement of the performance criteria on March 6, 2025.
- Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
- Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
- Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certainpredetermined performance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stockreported herein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.