Filing Details

Accession Number:
0001628280-25-011783
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-10 18:59:32
Reporting Period:
2025-03-06
Filing Date:
2025-03-10
Accepted Time:
2025-03-10 18:59:32
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1841925 Indie Semiconductor Inc. INDI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596915 Singh Raja Kanwardev Bal C/O Indie Semiconductor, Inc.
32 Journey
Aliso Viejo CA 92656
Svp Chief Accounting Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2025-03-06 6,250 $0.00 79,725 No 4 M Direct
Class A Common Stock Disposition 2025-03-07 2,812 $2.90 76,913 No 4 S Direct
Class A Common Stock Acquisiton 2025-03-09 1,442 $0.00 78,355 No 4 M Direct
Class A Common Stock Disposition 2025-03-10 661 $2.85 77,694 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Performance-based Restricted Stock Units Acquisiton 2025-03-06 12,500 $0.00 12,500 $0.00
Class A Common Stock Performance-based Restricted Stock Units Disposition 2025-03-06 6,250 $0.00 6,250 $0.00
Class A Common Stock Restricted Stock Units Disposition 2025-03-09 1,442 $0.00 1,442 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 No 4 A Direct
6,250 No 4 M Direct
1,443 No 4 M Direct
Footnotes
  1. Acquired upon achievement of certain predetermined performance criteria pursuant to a performance-based restricted stock units award (PSU Award) granted on January 3, 2023 (Award Date). TheCompensation Committee certified the achievement of the performance criteria on March 6, 2025.
  2. Represent shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of restricted stock units.
  3. Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
  4. Represents shares of Class A common stock underlying the PSU Award previously granted by the Issuer on Award Date, the vesting of which was subject to the Issuer's achievement of certain predeterminedperformance criteria. The Compensation Committee certified the achievement of the performance criteria on March 6, 2025. 50% of the number of shares of Class A common stock reportedherein vested on March 6, 2025, and the remaining 50% will vest on January 3, 2026.
  5. The time-based restricted stock units shall vest and become nonforfeitable with respect to twenty-five percent (25%) of the total number of restricted stock units on each of the first, second, third and fourth anniversaries of the grant date.