Filing Details
- Accession Number:
- 0001480248-11-000141
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-16 16:47:14
- Reporting Period:
- 2011-09-14
- Filing Date:
- 2011-09-16
- Accepted Time:
- 2011-09-16 16:47:14
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1394954 | Gt Advanced Technologies Inc. | GTAT | Semiconductors & Related Devices (3674) | 030606749 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1325214 | Thomas Gutierrez | Gt Advanced Technologies Inc. 243 Daniel Webster Highway Merrimack NH 03054 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Acquisiton | 2011-09-14 | 181,370 | $5.36 | 242,885 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Acquisiton | 2011-09-14 | 57,445 | $5.44 | 300,330 | No | 4 | M | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-09-14 | 136,000 | $11.24 | 164,330 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-09-14 | 43,000 | $11.23 | 121,330 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-09-14 | 19,574 | $11.21 | 101,756 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-09-15 | 4,400 | $11.17 | 97,356 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-09-15 | 3,500 | $11.16 | 93,856 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-09-16 | 23,100 | $10.14 | 70,756 | No | 4 | S | Direct | |
| Common Stock, Par Value $.01 | Disposition | 2011-09-16 | 5,000 | $10.30 | 65,756 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-09-14 | 181,370 | $0.00 | 181,370 | $5.36 |
| Common Stock, Par Value $.01 | Stock Option (Right to Buy) | Disposition | 2011-09-14 | 57,445 | $0.00 | 57,445 | $5.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 424,837 | 2019-10-29 | No | 4 | M | Direct | |
| 126,379 | 2020-06-02 | No | 4 | M | Direct |
Footnotes
- Of these options, one fourth vested on October 29, 2010, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to October 2010.
- Of these options, one fourth vested on June 2, 2011, the first anniversary of the date of grant, and the balance vest in equal monthly installments of 1/48th of total each month subsequent to June 2011.
Billionaire Hedge Funds
