Filing Details

Accession Number:
0000950170-25-035545
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-07 16:30:05
Reporting Period:
2025-03-05
Filing Date:
2025-03-07
Accepted Time:
2025-03-07 16:30:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571949 Intercontinental Exchange Inc. ICE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1343882 C Jeffrey Sprecher 5660 New Northside Drive
Atlanta GA 30328
Chief Executive Officer No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-03-05 68,316 $57.31 1,287,085 No 4 M Direct
Common Stock Disposition 2025-03-05 52,726 $169.93 1,234,359 No 4 S Direct
Common Stock Disposition 2025-03-05 22,636 $170.70 1,211,723 No 4 S Direct
Common Stock Disposition 2025-03-05 48,815 $171.66 1,162,908 No 4 S Direct
Common Stock Disposition 2025-03-05 63,289 $169.92 2,338,416 No 4 S Indirect CPEX
Common Stock Disposition 2025-03-05 27,470 $170.68 2,310,946 No 4 S Indirect CPEX
Common Stock Disposition 2025-03-05 59,241 $171.66 2,251,705 No 4 S Indirect CPEX
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect CPEX
No 4 S Indirect CPEX
No 4 S Indirect CPEX
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Holding Disposition 2025-03-05 68,316 $0.00 68,316 $57.31
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
134,890 2027-01-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 81,570 Indirect By spouse
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan which was approved and became effective as of June 7, 2024.
  2. The price range for the aggregate amount sold by the direct holder is $169.35 - $170.34. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  3. The price range for the aggregate amount sold by the direct holder is $170.35 - $171.27. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  4. The price range for the aggregate amount sold by the direct holder is $171.35 - $171.94. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  5. The common stock number referred in Table I is an aggregate number and represents 1,079,179 shares of common stock, 26,702 unvested restricted stock units ("RSUs"), and 57,027 unvested performance based restricted stock units ("PSUs"), for which the performance period has been satisfied. The RSUs and PSUs vest over a three-year period, in which 33.33% of the units vest each year.
  6. The satisfaction of the 2023, 2024 and 2025 three-year total shareholder return (TSR) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2026, February 2027 and February 2028, respectively, and will be reported at the time of vesting. The satisfaction of the 2024 and 2025 three-year earnings before interest, taxes, depreciation, and amortization (EBITDA) PSUs and the corresponding number of shares to be issued pursuant to these awards, will not be determined until February 2027 and February 2028, respectively, and will be reported at the time of vesting.
  7. The satisfaction of the performance based restricted stock units granted as Deal Incentive Awards and the corresponding number of shares to be issued pursuant to these awards, will not be determined until December 2026, December 2027 and December 2028 and will be subject to additional time-based vesting conditions and, if applicable, a subsequent one-year holding period.
  8. The price range for the aggregate amount sold by the direct holder is $169.34 - $170.30. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  9. The price range for the aggregate amount sold by the direct holder is $170.34 - $171.30. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  10. The price range for the aggregate amount sold by the direct holder is $171.35 - $171.91. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
  11. As previously reported, the reporting person also indirectly owns 2,251,705 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person indirectly owns shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
  12. As previously reported, the reporting person also indirectly owns 81,570 shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
  13. These options are fully vested.