Filing Details

Accession Number:
0001225208-11-021849
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-16 16:14:29
Reporting Period:
2011-09-14
Filing Date:
2011-09-16
Accepted Time:
2011-09-16 16:14:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1368458 Sally Beauty Holdings Inc. SBH Retail-Retail Stores, Nec (5990) 362257936
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1381098 R John Golliher C/O Sally Beauty Holdings, Inc.
3001 Colorado Blvd
Denton TX 76210
President-Beauty Systems Group No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-14 116,250 $8.80 167,277 No 4 M Direct
Common Stock Acquisiton 2011-09-14 70,423 $5.24 237,700 No 4 M Direct
Common Stock Acquisiton 2011-09-14 7,751 $2.00 245,451 No 4 M Direct
Common Stock Acquisiton 2011-09-14 7,313 $2.00 252,764 No 4 M Direct
Common Stock Acquisiton 2011-09-14 6,519 $2.00 259,283 No 4 M Direct
Common Stock Acquisiton 2011-09-14 5,076 $2.00 264,359 No 4 M Direct
Common Stock Disposition 2011-09-14 213,332 $17.51 51,027 No 4 S Direct
Common Stock Acquisiton 2011-09-15 33,381 $7.42 84,408 No 4 M Direct
Common Stock Acquisiton 2011-09-15 7,077 $5.24 91,485 No 4 M Direct
Common Stock Disposition 2011-09-15 40,458 $17.50 51,027 No 4 S Direct
Common Stock Acquisiton 2011-09-16 115,000 $9.57 166,027 No 4 M Direct
Common Stock Acquisiton 2011-09-16 7,869 $7.42 173,896 No 4 M Direct
Common Stock Disposition 2011-09-16 122,869 $17.51 51,027 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-14 5,076 $2.00 5,076 $2.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-14 6,519 $2.00 6,519 $2.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-14 7,751 $2.00 7,751 $2.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-14 7,313 $2.00 7,313 $2.00
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-14 70,423 $5.24 70,423 $5.24
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-14 116,250 $8.80 116,250 $8.80
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-15 33,381 $7.42 33,381 $7.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-15 7,077 $5.24 7,077 $5.24
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-16 7,869 $7.42 7,869 $7.42
Common Stock Employee Stock Option (Right to Buy) Disposition 2011-09-16 115,000 $9.57 115,000 $9.57
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2012-09-30 No 4 M Direct
0 2013-09-30 No 4 M Direct
0 2014-09-30 No 4 M Direct
0 2015-09-30 No 4 M Direct
84,577 2018-10-22 No 4 M Direct
38,750 2017-10-24 No 4 M Direct
131,619 2019-10-21 No 4 M Direct
77,500 2018-10-22 No 4 M Direct
123,750 2019-10-21 No 4 M Direct
0 2007-12-03 2016-12-04 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,088 Indirect by 401(k) Profit Sharing
Footnotes
  1. The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 11, 2011.
  2. Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.62. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
  3. Reflects the weighted average purchase price. The range of the prices for these transactions was $17.50 to $17.55. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
  4. Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.58. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
  5. This option is currently exercisable in full.
  6. The options vest in four equal annual installments beginning on October 22, 2009.
  7. The options vest annually in four equal installments beginning on October 23, 2008.
  8. The options vest annually in four equal installments beginning on October 20, 2010.