Filing Details
- Accession Number:
- 0001225208-11-021849
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-16 16:14:29
- Reporting Period:
- 2011-09-14
- Filing Date:
- 2011-09-16
- Accepted Time:
- 2011-09-16 16:14:29
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1368458 | Sally Beauty Holdings Inc. | SBH | Retail-Retail Stores, Nec (5990) | 362257936 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1381098 | R John Golliher | C/O Sally Beauty Holdings, Inc. 3001 Colorado Blvd Denton TX 76210 | President-Beauty Systems Group | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-14 | 116,250 | $8.80 | 167,277 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-14 | 70,423 | $5.24 | 237,700 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-14 | 7,751 | $2.00 | 245,451 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-14 | 7,313 | $2.00 | 252,764 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-14 | 6,519 | $2.00 | 259,283 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-14 | 5,076 | $2.00 | 264,359 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-14 | 213,332 | $17.51 | 51,027 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-15 | 33,381 | $7.42 | 84,408 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-15 | 7,077 | $5.24 | 91,485 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-15 | 40,458 | $17.50 | 51,027 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2011-09-16 | 115,000 | $9.57 | 166,027 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2011-09-16 | 7,869 | $7.42 | 173,896 | No | 4 | M | Direct | |
Common Stock | Disposition | 2011-09-16 | 122,869 | $17.51 | 51,027 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-14 | 5,076 | $2.00 | 5,076 | $2.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-14 | 6,519 | $2.00 | 6,519 | $2.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-14 | 7,751 | $2.00 | 7,751 | $2.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-14 | 7,313 | $2.00 | 7,313 | $2.00 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-14 | 70,423 | $5.24 | 70,423 | $5.24 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-14 | 116,250 | $8.80 | 116,250 | $8.80 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-15 | 33,381 | $7.42 | 33,381 | $7.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-15 | 7,077 | $5.24 | 7,077 | $5.24 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-16 | 7,869 | $7.42 | 7,869 | $7.42 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2011-09-16 | 115,000 | $9.57 | 115,000 | $9.57 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-09-30 | No | 4 | M | Direct | |
0 | 2013-09-30 | No | 4 | M | Direct | |
0 | 2014-09-30 | No | 4 | M | Direct | |
0 | 2015-09-30 | No | 4 | M | Direct | |
84,577 | 2018-10-22 | No | 4 | M | Direct | |
38,750 | 2017-10-24 | No | 4 | M | Direct | |
131,619 | 2019-10-21 | No | 4 | M | Direct | |
77,500 | 2018-10-22 | No | 4 | M | Direct | |
123,750 | 2019-10-21 | No | 4 | M | Direct | |
0 | 2007-12-03 | 2016-12-04 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,088 | Indirect | by 401(k) Profit Sharing |
Footnotes
- The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 sales plan adopted by the reporting person on August 11, 2011.
- Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.62. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- Reflects the weighted average purchase price. The range of the prices for these transactions was $17.50 to $17.55. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- Reflects the weighted average purchase price. The range of prices for these transactions was $17.50 to $17.58. The reporting person effected multiple same-way open market purchase transactions on the same day at different prices through a trade order executed by a broker-dealer. The reporting person has reported on a single line all such transactions that occurred within a one dollar price range. The reporting person hereby undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a shareholder of the issuer, full information regarding the number of shares purchased at each separate price.
- This option is currently exercisable in full.
- The options vest in four equal annual installments beginning on October 22, 2009.
- The options vest annually in four equal installments beginning on October 23, 2008.
- The options vest annually in four equal installments beginning on October 20, 2010.