Filing Details
- Accession Number:
- 0001140361-11-046191
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-16 16:11:26
- Reporting Period:
- 2011-09-14
- Filing Date:
- 2011-09-16
- Accepted Time:
- 2011-09-16 16:11:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1332551 | Resource Capital Corp. | RSO | Real Estate Investment Trusts (6798) | 202287134 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1312739 | T Walter Beach | 2005 Market Street, 15Th Floor One Commerce Square Philadelphia PA 19103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2011-09-14 | 9,000 | $0.00 | 1,022,478 | No | 4 | P | Indirect | By Investment Companies |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Investment Companies |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,553 | Direct |
Footnotes
- Beach Investment Counsel, Beach Investment Management, LLC and Beach Asset Management, LLC are investment firms for which the reporting person is a principal and may be deemed to possess investment and/or voting power over the shares managed by them. The reporting person disclaims beneficial ownership to 676,019 of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
- These shares were purchased in mulitple transactions at prices ranging from $5.43 to $5.45.
- 3,020 of these shares remain subject to vesting schedules.