Filing Details

Accession Number:
0001140361-11-046191
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-16 16:11:26
Reporting Period:
2011-09-14
Filing Date:
2011-09-16
Accepted Time:
2011-09-16 16:11:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1332551 Resource Capital Corp. RSO Real Estate Investment Trusts (6798) 202287134
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1312739 T Walter Beach 2005 Market Street, 15Th Floor
One Commerce Square
Philadelphia PA 19103
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-14 9,000 $0.00 1,022,478 No 4 P Indirect By Investment Companies
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Investment Companies
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 35,553 Direct
Footnotes
  1. Beach Investment Counsel, Beach Investment Management, LLC and Beach Asset Management, LLC are investment firms for which the reporting person is a principal and may be deemed to possess investment and/or voting power over the shares managed by them. The reporting person disclaims beneficial ownership to 676,019 of these shares, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.
  2. These shares were purchased in mulitple transactions at prices ranging from $5.43 to $5.45.
  3. 3,020 of these shares remain subject to vesting schedules.