Filing Details
- Accession Number:
- 0001062993-25-004809
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-06 19:17:54
- Reporting Period:
- 2025-03-04
- Filing Date:
- 2025-03-06
- Accepted Time:
- 2025-03-06 19:17:54
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478320 | Adaptive Biotechnologies Corp | ADPT | Biological Products, (No Disgnostic Substances) (2836) | 270907024 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1780649 | M Chad Robins | C/O Adaptive Biotechnologies Corporation 1165 Eastlake Avenue East Seattle WA 98109 | Ceo And Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2025-03-04 | 355,000 | $0.00 | 2,931,701 | No | 4 | A | Direct | |
Common Stock | Disposition | 2025-03-05 | 81,206 | $6.98 | 2,850,495 | No | 4 | S | Direct | |
Common Stock | Disposition | 2025-03-05 | 36,145 | $6.99 | 2,814,350 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2025-03-05 | 247,117 | $0.00 | 3,061,467 | No | 4 | A | Direct | |
Common Stock | Disposition | 2025-03-06 | 102,218 | $7.64 | 2,959,249 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- This transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.
- Each performance share unit represents a contingent right to receive one share of the issuer's common stock. The performance share units were granted on March 4, 2022, with respect to the three-year period ending on March 4, 2025. The issuer certified the achievement of the performance goals on March 5, 2025. The performance share units vested on March 5, 2025.
- This transaction represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of performance share units. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person.