Filing Details
- Accession Number:
- 0000950170-25-033980
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-05 18:36:45
- Reporting Period:
- 2025-03-03
- Filing Date:
- 2025-03-05
- Accepted Time:
- 2025-03-05 18:36:45
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1881031 | Bernal Eduardo Acebedo | 1595 Wynkoop Street, Suite 800 Denver CO 80202 | Evp And Coo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-03-03 | 12,084 | $85.97 | 48,428 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-03-03 | 9,297 | $111.75 | 39,131 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2025-03-03 | 2,787 | $111.75 | 36,344 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2025-03-03 | 16,522 | $111.59 | 19,822 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2025-03-03 | 12,084 | $0.00 | 12,084 | $85.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,042 | 2023-03-16 | 2033-03-16 | No | 4 | M | Direct |
Footnotes
- Payment of options exercise price by withholding securities incident to options exercised and same-day-sale.
- The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2024.
- Represents 7,967 shares of unvested restricted stock units and 11,855 shares of common stock.
Billionaire Hedge Funds
