Filing Details

Accession Number:
0000950170-25-033980
Form Type:
4
Zero Holdings:
No
Publication Time:
2025-03-05 18:36:45
Reporting Period:
2025-03-03
Filing Date:
2025-03-05
Accepted Time:
2025-03-05 18:36:45
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
927003 Advanced Energy Industries Inc AEIS Electronic Components, Nec (3679) 840846841
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1881031 Bernal Eduardo Acebedo 1595 Wynkoop Street, Suite 800
Denver CO 80202
Evp And Coo No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2025-03-03 12,084 $85.97 48,428 No 4 M Direct
Common Stock Disposition 2025-03-03 9,297 $111.75 39,131 No 4 F Direct
Common Stock Disposition 2025-03-03 2,787 $111.75 36,344 No 4 S Direct
Common Stock Disposition 2025-03-03 16,522 $111.59 19,822 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2025-03-03 12,084 $0.00 12,084 $85.79
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,042 2023-03-16 2033-03-16 No 4 M Direct
Footnotes
  1. Payment of options exercise price by withholding securities incident to options exercised and same-day-sale.
  2. The reported sale was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 2, 2024.
  3. Represents 7,967 shares of unvested restricted stock units and 11,855 shares of common stock.