Filing Details
- Accession Number:
- 0001415889-25-007034
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-05 18:02:28
- Reporting Period:
- 2025-03-03
- Filing Date:
- 2025-03-05
- Accepted Time:
- 2025-03-05 18:02:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1127537 | Pulmonx Corp | LUNG | Surgical & Medical Instruments & Apparatus (3841) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1804146 | Beran Geoffrey Rose | C/O Pulmonx Corporation 700 Chesapeake Drive Redwood City CA 94063 | Chief Commercial Officer | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2025-03-03 | 520 | $7.12 | 290,537 | No | 4 | S | Direct | |
Common Stock | Disposition | 2025-03-03 | 915 | $7.12 | 289,622 | No | 4 | S | Direct | |
Common Stock | Disposition | 2025-03-03 | 2,327 | $7.14 | 287,295 | No | 4 | S | Direct | |
Common Stock | Disposition | 2025-03-03 | 2,017 | $7.12 | 285,278 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2025-03-03 | 108,000 | $0.00 | 393,278 | No | 4 | A | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct |
Footnotes
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the Restricted Stock Units (the "RSUs") granted on June 1, 2021.
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2022.
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2023.
- These shares were sold by the reporting person to cover tax withholding obligations in connection with the vesting of the RSUs granted on March 1, 2024.
- Represents grant of RSUs payable solely in common stock of the Issuer that vest in equal quarterly installments over the four-year period from the grant date of March 3, 2025.