Filing Details
- Accession Number:
- 0001437749-25-006221
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-05 08:30:13
- Reporting Period:
- 2025-03-03
- Filing Date:
- 2025-03-05
- Accepted Time:
- 2025-03-05 08:30:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 925741 | Biocardia Inc. | BCDA | Biological Products, (No Disgnostic Substances) (2836) | 232753988 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1031689 | H Simon Stertzer | C/O Biocardia, Inc. 320 Soquel Way Sunnyvale CA 94085 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-03-03 | 22,753 | $2.30 | 40,602 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2025-03-04 | 15,536 | $2.30 | 56,138 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 59,204 | Indirect | See Footnote |
| Common Stock | 15,379 | Indirect | See Footnote |
| Common Stock | 777 | Indirect | See Footnote |
| Common Stock | 6,102 | Indirect | See Footnote |
Footnotes
- This transaction was executed in multiple trades ranging from $2.13 to $2.50 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.
- This transaction was executed in multiple trades ranging from $2.34 to $2.50 per share. The price reported above reflects the weighted average per share sales price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or security holder of the issuer, full information regarding the number shares purchased at each separate price.
- These shares are held by the Stertzer Family Trust, of which the Reporting Person and his spouse are co-trustees.
- These shares are held by Windrock Enterprises L.L.C., of which the Reporting Person and his spouse are the sole members and managers.
- These shares are held by the Stertzer Gamma Trust, of which the Reporting Person is the grantor.
- These shares are held by Stertzer Holdings LLC, and the Reporting Person may be deemed to have beneficial ownership of such shares.
Billionaire Hedge Funds
