Filing Details
- Accession Number:
- 0001733065-25-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2025-03-04 21:08:33
- Reporting Period:
- 2025-03-01
- Filing Date:
- 2025-03-04
- Accepted Time:
- 2025-03-04 21:08:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 316709 | Schwab Charles Corp | SCHW | Security Brokers, Dealers & Flotation Companies (6211) | 943025021 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1733065 | M. Jonathan Craig | 3000 Schwab Way Westlake TX 76262 | Md, Head Of Investor Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2025-03-01 | 42,409 | $0.00 | 42,409 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2025-03-03 | 19,151 | $79.05 | 0 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2025-03-03 | 28,668 | $42.99 | 0 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2025-03-03 | 28,668 | $79.32 | 23,258 | No | 4 | S | Indirect | by Trust |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Nonqualified Stock Option (right to buy) | Acquisiton | 2025-03-03 | 63,840 | $0.00 | 63,840 | $78.12 |
| Common Stock | Nonqualified Stock Option (right to buy) | Disposition | 2025-03-03 | 28,668 | $0.00 | 28,668 | $42.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 63,840 | 2035-03-03 | No | 4 | A | Direct | |
| 9,559 | 2027-03-01 | No | 4 | M | Direct |
Footnotes
- Shares acquired on the vesting of performance-based restricted stock units ("PBRSUs") granted under the company's 2013 Stock Incentive Plan, reflecting the achievement by the reporting person of the performance goal over a three-year performance period ended December 31, 2024.
- The company withheld shares of common stock from the reporting person to pay the tax withholding obligations related to the vesting of the PBRSUs.
- Reflects the contribution of the shares acquired on the vesting of and withholding related to the PBRSUs to a revocable living trust.
- The option exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-l trading plan adopted by the reporting person on October 31, 2024.
- Reflects the contribution of the shares received upon exercise of the option to a revocable living trust.
- The transaction was executed in multiple trades at prices ranging from $78.96 to $79.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes toprovide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the transfer of shares and prices at which the transaction was effected.
- The option was granted under the company's 2022 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.
- The option was granted under the company's 2013 Stock Incentive Plan and vested in four equal annual installments beginning on the first anniversary of the grant date.
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