Filing Details
- Accession Number:
- 0001181431-11-049486
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-15 20:04:18
- Reporting Period:
- 2011-09-13
- Filing Date:
- 2011-09-15
- Accepted Time:
- 2011-09-15 20:04:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1387467 | Alpha & Omega Semiconductor Ltd | AOSL | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1199039 | A Mark Stevens | C/O Sequoia Capital 3000 Sand Hill Road, 4-250 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2011-09-13 | 5,000 | $7.88 | 5,000 | No | 4 | P | Indirect | By Third Millennium Trust |
Common Shares | Acquisiton | 2011-09-14 | 7,600 | $8.04 | 12,600 | No | 4 | P | Indirect | By Third Millennium Trust |
Common Shares | Disposition | 2011-09-14 | 2,200 | $8.00 | 14,800 | No | 4 | P | Indirect | By Third Millennium Trust |
Common Shares | Disposition | 2011-09-15 | 7,400 | $8.36 | 22,200 | No | 4 | P | Indirect | By Third Millennium Trust |
Common Shares | Disposition | 2011-09-15 | 17,800 | $8.35 | 40,000 | No | 4 | P | Indirect | By Third Millennium Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Third Millennium Trust |
No | 4 | P | Indirect | By Third Millennium Trust |
No | 4 | P | Indirect | By Third Millennium Trust |
No | 4 | P | Indirect | By Third Millennium Trust |
No | 4 | P | Indirect | By Third Millennium Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares | 2,823,300 | Indirect | By Sequoia Capital Growth Fund III AIV LP |
Common Shares | 145,800 | Indirect | By Sequoia Capital Growth III Principals Fund |
Common Shares | 30,900 | Indirect | By Sequoia Capital Growth Partners III LP |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.77 to $7.90, inclusive. The reporting person undertakes to provide to Alpha and Omega Semiconductor Limited, any security holder of Alpha and Omega Semiconductor Limited, or the staff of the Securities and Exchange Commission, upon requet, full information regarding the number of shares acquired at each separate price within the ranges set forth in footnotes (1), (2), (3), (4) and (5) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.94 to $8.23, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $7.98 to $8.02, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.29 to $8.43, inclusive.
- The price reported in Column 4 is a weighted average price. These shares were acquired in multiple transactions at prices ranging from $8.24 to $8.44, inclusive.
- The reporting person and his wife are co-trustees of Third Millennium Trust.
- The reporting person and his wife are co-trustees of Third Millenium Trust, which is a non-managing member of SCGF Management LLC ("SCGF LLC"), which is the general partner of each of Sequoia Capital Growth Fund III AIV L.P. and Sequoia Capital Growth Partners III, L.P., and the managing member of Sequoia Capital Growth III Principals Fund (collectively, the "Sequoia Funds"). The reporting person disclaims beneficial ownership of the securities held by SCGF LLC and the Sequoia Funds except to the extent of his pecuniary interest therein.