Filing Details

Accession Number:
0000930413-11-006057
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-15 19:59:17
Reporting Period:
2011-09-12
Filing Date:
2011-09-15
Accepted Time:
2011-09-15 19:59:17
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
878932 Equus Total Return Inc. EQS () 760345915
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1492886 Fraser Atkinson C/O Equus Total Return, Inc.
8 Greenway Plaza, Suite 930
Houston TX 77046
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-09-12 1,550 $2.12 1,550 No 4 P Direct
Common Stock Acquisiton 2011-09-15 34 $2.12 1,584 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 962,962 Indirect See Footnote 1
Footnotes
  1. Represents 962,962 shares held directly by Mobiquity Investments Limited ("Mobiquity"). Mobiquity, a Washington investment holding company, is a wholly-owned subsidiary of Versatile Systems Inc., a Canadian corporation ("Versatile"). The Reporting Person is the CFO and a director of Mobiquity and CFO, Corporate Secretary and a director of Versatile, as well as a minority stockholder of Versatile. The Reporting Person disclaims beneficial ownership in the shares except to the extent, if any, of his pecuniary interest therein.