Filing Details
- Accession Number:
- 0001179110-11-013319
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-09-15 17:23:58
- Reporting Period:
- 2011-09-13
- Filing Date:
- 2011-09-15
- Accepted Time:
- 2011-09-15 17:23:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
881790 | Hf Financial Corp | HFFC | Savings Institution, Federally Chartered (6035) | 460418532 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1370838 | Michael Westberg | Hf Financial Corp. 225 S. Main Avenue Sioux Falls SD 57104 | Svp/Subsidiary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2011-09-13 | 75 | $7.84 | 4,907 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-14 | 32 | $8.10 | 4,875 | No | 4 | S | Direct | |
Common Stock | Disposition | 2011-09-15 | 27 | $8.10 | 4,848 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,999 | Indirect | By ESOP |
Common Stock | 164 | Indirect | By 401(k) |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Ownership (Right to Buy) | $9.92 | 2003-06-30 | 2012-09-11 | 1,563 | 1,563 | Direct |
Common Stock | Employee Stock Ownership (Right to Buy) | $14.75 | 2004-06-30 | 2013-09-10 | 1,299 | 1,299 | Direct |
Common Stock | Employee Stock Ownership (Right to Buy) | $14.88 | 2005-06-30 | 2014-09-08 | 2,965 | 2,965 | Direct |
Common Stock | Stock Appreciation Rights | $16.00 | 2007-09-13 | 2016-09-13 | 527 | 527 | Direct |
Common Stock | Stock Appreciation Rights | $16.10 | 2008-09-12 | 2017-09-12 | 1,782 | 1,782 | Direct |
Common Stock | Stock Appreciation Rights | $14.71 | 2009-09-10 | 2018-09-10 | 2,679 | 2,679 | Direct |
Common Stock | Stock Appreciation Rights | $12.48 | 2010-09-09 | 2019-09-09 | 6,429 | 6,429 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-09-11 | 1,563 | 1,563 | Direct |
2013-09-10 | 1,299 | 1,299 | Direct |
2014-09-08 | 2,965 | 2,965 | Direct |
2016-09-13 | 527 | 527 | Direct |
2017-09-12 | 1,782 | 1,782 | Direct |
2018-09-10 | 2,679 | 2,679 | Direct |
2019-09-09 | 6,429 | 6,429 | Direct |
Footnotes
- Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2003.
- Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2004.
- Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2005.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2007.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/12/2008.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/10/2009.
- The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/09/2010.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on 02/25/2011.
- Allocation of shares pursuant to Issuer's Employee Stock Ownership Plan for the Plan Year ended 06/30/2011, of which Reporting Person was notified by a statement issued 09/14/2011.
- These shares were acquired after 06/30/2010, during the fiscal year, pursuant to the HF Financial Corp. Retirement Savings Plan, at prices ranging from $9.00 to $11.24. The information reported herein is based on a plan statement dated 06/30/2011 and issued on 09/14/2011.