Filing Details

Accession Number:
0001179110-11-013317
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-09-15 17:23:11
Reporting Period:
2011-09-13
Filing Date:
2011-09-15
Accepted Time:
2011-09-15 17:23:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
881790 Hf Financial Corp HFFC Savings Institution, Federally Chartered (6035) 460418532
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1211865 A Natalie Sundvold Hf Financial Corp.
225 S. Main Avenue
Sioux Falls SD 57104
Sr. Vice President/Subsidiary No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2011-09-13 62 $7.80 14,320 No 4 S Direct
Common Stock Disposition 2011-09-14 26 $8.10 14,294 No 4 S Direct
Common Stock Disposition 2011-09-15 22 $8.10 14,272 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 3,233 Indirect By ESOP
Common Stock 3,056 Indirect By 401(k)
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Ownership (Right to Buy) $9.92 2003-06-30 2012-09-11 2,126 2,126 Direct
Common Stock Employee Stock Ownership (Right to Buy) $14.75 2004-06-30 2013-09-10 1,525 1,525 Direct
Common Stock Employee Stock Ownership (Right to Buy) $14.88 2005-06-30 2014-09-08 3,973 3,973 Direct
Common Stock Stock Appreciation Rights $16.00 2007-09-13 2016-09-13 1,325 1,325 Direct
Common Stock Stock Appreciation Rights $16.10 2008-09-12 2017-09-12 1,782 1,782 Direct
Common Stock Stock Appreciation Rights $14.71 2009-09-10 2018-09-10 2,679 2,679 Direct
Common Stock Stock Appreciation Rights $12.48 2010-09-09 2019-09-09 6,526 6,526 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-09-11 2,126 2,126 Direct
2013-09-10 1,525 1,525 Direct
2014-09-08 3,973 3,973 Direct
2016-09-13 1,325 1,325 Direct
2017-09-12 1,782 1,782 Direct
2018-09-10 2,679 2,679 Direct
2019-09-09 6,526 6,526 Direct
Footnotes
  1. Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2003.
  2. Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2004.
  3. Option becomes exercisable in equal amounts over a 3-year period beginning 06/30/2005.
  4. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/13/2007.
  5. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/12/2008.
  6. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/10/2009.
  7. The stock appreciation rights vest in equal amounts over a 4-year period beginning 09/09/2010.
  8. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 02/25/2011.
  9. Allocation of shares pursuant to Issuer's Employee Stock Ownership Plan for the Plan Year ended 06/30/2011, of which Reporting Person was notified by a statement issued 09/14/2011.
  10. These shares were acquired after 06/30/2010, during the fiscal year, pursuant to the HF Financial Corp. Retirement Savings Plan, at prices ranging from $9.00 to $11.24. The information reported herein is based on a plan statement dated 06/30/2011 and issued on 09/14/2011.